Operations Content

April 16, 1993 TO: MEMBERS - ONE PER COMPLEX NO. 32-93 DIRECT MARKETING COMMITTEE NO. 26-93 MARKETING POLICY COMMITTEE NO. 18-93 OPERATIONS COMMITTEE NO. 14-93 RESEARCH COMMITTEE NO. 13-93 SALES FORCE MARKETING COMMITTEE NO. 27-93 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 21-93 SMALL...

April 1, 1993 TO: EDGAR FILER GROUP OPERATIONS COMMITTEE NO. 9-93 UNIT INVESTMENT TRUST COMMITTEE NO. 13-93 ACCOUNTING/TREASURERS COMMITTEE NO. 13-93 MEMBER - ONE PER COMPLEX NO. 23-93 SEC RULES COMMITTEE NO. 26-93 SMALL FUNDS COMMITTEE NO. 7-93 RE: SEC ADOPTION OF RULES REQUIRING...

March 23, 1993 TO: BOARD OF GOVERNORS NO. 23-93 OPERATIONS COMMITTEE NO. 13-93 BROKER/DEALER ADVISORY COMMITTEE NO. 13-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-93 SMALL FUNDS COMMITTEE NO. 8-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 6-93 BANK BROKER/DEALER ADVISORY...

March 19, 1993 TO: OPERATIONS COMMITTEE NO. 12-93 SEC RULES COMMITTEE NO. 24-93 STATE LIAISON COMMITTEE NO. 16-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 22-93 RE: UPDATE ON MEETING WITH NASAA COMMITTEE ON PROPOSED TELEPHONE TRANSACTION GUIDELINES _______________________________________...

March 17, 1993 TO: TAX COMMITTEE NO. 14-93 ACCOUNTING/TREASURERS COMMITTEE NO. 15-93 OPERATIONS COMMITTEE NO. 11-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 21-93 RE: IRS EXTENDS MARCH 15 FILING DEADLINE FOR BLIZZARD VICTIMS __________________________________________________________ The...

March 11, 1993 TO: TAX COMMITTEE NO. 12-93 OPERATIONS COMMITTEE NO. 10-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 20-93 RE: REQUEST FOR CLARIFICATION OF REPORTING REQUIREMENTS FOR SUBSTITUTE IRS FORMS 1099 __________________________________________________________ As you may know, a few...

March 2, 1993 TO: BOARD OF GOVERNORS NO. 17-93 ACCOUNTING/TREASURERS COMMITTEE NO. 10-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 5-93 BROKER/DEALER ADVISORY COMMITTEE NO. 9-93 CLOSED-END FUND COMMITTEE NO. 5-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 3-93 OPERATIONS COMMITTEE...

March 2, 1993 TO: OPERATIONS COMMITTEE NO. 7-93 SEC RULES COMMITTEE NO. 16-93 STATE LIAISON COMMITTEE NO. 11-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 15-93 RE: INSTITUTE SUBMITS COMMENTS ON PROPOSED NASAA TELEPHONE TRANSACTION GUIDELINES _______________________________________________...

February 23, 1993 TO: OPERATIONS COMMITTEE NO. 6-93 RE: MEETING AGENDA - MARCH 6, 1993 __________________________________________________________ Attached is a copy of the agenda for the March 6, 1993 meeting of the Operations Committee. The meeting will start with breakfast at 8:00 a...

February 8, 1993 TO: OPERATIONS COMMITTEE NO. 5-93 SEC RULES COMMITTEE NO. 11-93 STATE LIAISON COMMITTEE NO. 5-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 13-93 RE: COMMENT PERIOD ON PROPOSED NASAA TELEPHONE TRANSACTION GUIDELINES REVISED _________________________________________________...