Operations Content

1 */ See Institute Memorandum to Tax Committee No. 4-93, Accounting/Treasurers Committee No. 4-93, Operations Committee No. 2-93 and Transfer Agent Advisory Committee No. 6-93, dated January 19, 1993. January 26, 1993 TO: TAX COMMITTEE NO. 8-93 ACCOUNTING/TREASURERS COMMITTEE NO. 6-93...

January 22, 1993 TO: SEC RULES COMMITTEE NO. 8-93 OPERATIONS COMMITTEE NO. 3-93 RE: ARTICLE 8 OF UCC UNDER REVISION BY NATIONAL CONFERENCE OF COMMISSIONERS ON UNIFORM STATE LAWS __________________________________________________________ As you may be aware, in the Spring of 1991, a...

11 See Institute Memorandum to Tax Members No. 5-93, Accounting/Treasurers Members No. 3-93, Closed-End Fund Members No. 4-93, Operations Members No. 4-93, Unit Investment Trust Members No. 4-93, International Members No. 4-93 and Transfer Agent Advisory Committee No. 3-93, dated...

January 15, 1993 TO: OPERATIONS COMMITTEE NO. 1-93 SEC RULES COMMITTEE NO. 5-93 STATE LIAISON COMMITTEE NO. 1-93 TRANSFER AGENT ADVISORY COMMITTEE NO. 4-93 RE: NASAA ISSUES PROPOSED TELEPHONE TRANSACTIONS GUIDELINES FOR PUBLIC COMMENT __________________________________________________...

December 15, 1992 TO: OPERATIONS COMMITTEE NO. 38-92 RE: INSURANCE BROKER/DEALER ADVISORY COMMITTEE - STANDARD MUTUAL FUND APPLICATION & STANDARDIZED INDEMNITY FORM __________________________________________________________ Enclosed are the standardized indemnity form and the...

December 11, 1992 TO: BANK BROKER/DEALER ADVISORY COMMITTEE NO. 12-92 BROKER/DEALER ADVISORY COMMITTEE NO. 40-92 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 20-92 OPERATIONS COMMITTEE NO. 37-92 SEC RULES COMMITTEE NO. 92-92 SMALL FUNDS COMMITTEE NO. 19-92 RE: SEC ADOPTION AND...

December 4, 1992 TO: BOARD OF GOVERNORS NO. 87-92 MEMBERS - ONE PER COMPLEX NO. 46-92 DIRECT MARKETING COMMITTEE NO. 45-92 OPERATIONS COMMITTEE NO. 36-92 PENSION COMMITTEE NO. 43-92 PUBLIC INFORMATION COMMITTEE NO. 42-92 RESEARCH COMMITTEE NO. 22-92 SALES FORCE MARKETING COMMITTEE NO...

December 1, 1992 TO: MEMBERS - ONE PER COMPLEX NO. 44-92 TAX COMMITTEE NO. 44-92 PENSION COMMITTEE NO. 42-92 OPERATIONS COMMITTEE NO. 35-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 73-92 RE: REMINDER - SAN FRANCISCO WORKSHOP ON 20 PERCENT WITHHOLDING _____________________________________...

November 24, 1992 TO: OPERATIONS COMMITTEE NO. 34-92 RE: ADVANCE NOTICE OF OPERATIONS COMMITTEE MEETING - MARCH 6, 1993 __________________________________________________________ We are providing advance notice that the March 1993 meeting of the Operations Committee will be held on...

November 9, 1992 TO: OPERATIONS COMMITTEE NO. 33-92 RE: OPERATIONS COMMITTEE MEETING AGENDA - NOVEMBER 15, 1992 __________________________________________________________ Attached for your information is the agenda for the Operations Committee Meeting to be held November 15, 1992 at...