Operations Content

April 24, 1992 TO: OPERATIONS COMMITTEE NO. 12-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 25-92 RE: CLERICAL ERROR IN REREGISTERING MUTUAL FUND SHARES IN IRA ROLLOVER RESULTS IN TAXABLE DISTRIBUTION __________________________________________________________ In attached Private Letter...

April 16, 1992 TO: TAX COMMITTEE NO. 15-92 OPERATIONS COMMITTEE NO. 11-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 22-92 RE: IRS ANNOUNCES ELECTRONIC TAX FILING NATIONAL CONFERENCES AND EXHIBITIONS __________________________________________________________ In the attached notice, the IRS...

April 14, 1992 TO: OPERATIONS COMMITTEE NO. 10-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 20-92 RE: PROPOSED LEGISLATION TO PREVENT ABUSES OF ELECTRONIC MONITORING IN THE WORKPLACE __________________________________________________________ Attached for your review is a copy of H.R. 1218...

April 3, 1992 TO: OPERATIONS COMMITTEE NO. 9-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 19-92 RE: REQUEST FOR SIGNATURE GUARANTEE POLICIES & PROCEDURES UNDER RULE 17Ad-15 __________________________________________________________ Participants at the March 21, Operations Committee...

March 16, 1992 TO: OPERATIONS COMMITTEE NO. 8-92 RE: RECOMMENDATIONS OF QUALITY OF SERVICE TASK FORCE __________________________________________________________ The enclosed package includes for your review the recommendations of the Institute's Quality of Service Task Force for the...

February 24, 1992 TO: OPERATIONS COMMITTEE NO. 7-92 RE: MEETING AGENDA - MARCH 21, 1992 __________________________________________________________ Attached is the agenda for the March 21, 1992 Operations Committee meeting which will be held at the Westin La Paloma Hotel in Tucson...

February 21, 1992 TO: OPERATIONS COMMITTEE NO. 6-92 BROKER/DEALER ADVISORY COMMITTEE NO. 7-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 9-92 RE: FINAL REPORT - SURVEY OF BOOK VERSUS PHYSICAL SHARES __________________________________________________________ Enclosed is a copy of the final...

February 7, 1992 TO: SEC RULES MEMBERS NO. 6-92 OPERATIONS MEMBERS NO. 5-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 7-92 RE: COMPLIANCE WITH NEW SIGNATURE GUARANTEE RULE __________________________________________________________ A meeting of the Institute's Transfer Agent Advisory...

February 6, 1992 TO: TAX COMMITTEE NO. 4-92 ACCOUNTING/TREASURERS COMMITTEE NO. 7-92 OPERATIONS COMMITTEE NO. 4-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 6-92 RE: CORPORATE INFORMATION REPORTING SURVEY __________________________________________________________ Introduction Serious...

January 30, 1992 TO: BOARD OF GOVERNORS NO. 8-92 TAX COMMITTEE NO. 3-92 ACCOUNTING/TREASURERS COMMITTEE NO. 6-92 PENSION COMMITTEE NO. 8-92 OPERATIONS COMMITTEE NO. 3-92 CLOSED-END FUND COMMITTEE NO. 2-92 UNIT INVESTMENT TRUST COMMITTEE NO. 7-92 RE: ADMINISTRATION'S TAX PROPOSALS ____...