Operations Content

June 24, 1991 TO: OPERATIONS COMMITTEE NO. 20-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 30-91 RE: SCHEME INVOLVING FRAUDULENT ENDORSEMENTS ON THIRD PARTY CHECKS __________________________________________________________ We have recently been made aware of the existence of a scheme...

June 14, 1991 TO: BROKER/DEALER ADVISORY COMMITTEE NO. 21-91 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 6-91 OPERATIONS COMMITTEE NO. 19-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 28-91 RE: PROPOSED REGULATIONS ON REPORTING OF TRANSACTIONS INVOLVING MONETARY INSTRUMENTS OF UNDER $10...

June 10, 1991 TO: BOARD OF GOVERNORS NO. 39-91 MEMBERS - ONE PER COMPLEX NO. 25-91 DIRECT MARKETING COMMITTEE NO. 19-91 MARKETING COMMITTEE NO. 24-91 OPERATIONS COMMITTEE NO. 18-91 PUBLIC INFORMATION COMMITTEE NO. 21-91 RESEARCH COMMITTEE NO. 17-91 SALES FORCE MARKETING COMMITTEE NO...

June 5, 1991 TO: OPERATIONS COMMITTEE NO. 17-91 RE: NOTICE OF MEETING - JUNE 27, 1991 SECOND REQUEST - PLEASE RESPOND __________________________________________________________ This is to confirm that there will be a meeting of the Operations Committee starting at 10:00 a.m. in the...

May 20, 1991 TO: OPERATIONS COMMITTEE NO. 16-91 RE: NOTICE OF MEETING - JUNE 27, 1991 __________________________________________________________ This is to advise you that there will be a meeting of the Operations Committee starting at 10:00 a.m. in the Monticello Room at The Madison...

May 13, 1991 TO: OPERATIONS COMMITTEE NO. 15-91 PENSION COMMITTEE NO. 12-91 RE: PROCEDURE FOR REPORTING DESERT STORM IRA CONTRIBUTIONS __________________________________________________________ Attached is a draft letter to the Internal Revenue Service regarding the method by which...

May 6, 1991 TO: BOARD OF GOVERNORS NO. 30-91 TAX MEMBERS NO. 12-91 OPERATIONS COMMITTEE NO. 14-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 23-91 RE: CONGRESSIONAL PROPOSAL TO REQUIRE SHAREHOLDER BASIS REPORTING __________________________________________________________ As you may know...

April 30, 1991 TO: PENSION COMMITTEE NO. 9-91 OPERATIONS COMMITTEE NO. 13-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 22-91 RE: PROPOSED PENSION OPERATIONS COMMITTEE __________________________________________________________ The Institute has received many recent requests to develop a...

April 23, 1991 TO: OPERATIONS COMMITTEE NO. 12-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 21-91 RE: POSSIBLE LEGISLATION OF SHAREHOLDER BASIS INFORMATION REPORTING __________________________________________________________ On February 6, 1991, a memorandum was faxed to the Transfer...

April 9, 1991 TO: OPERATIONS COMMITTEE NO. 11-91 TRANSFER AGENT ADVISORY COMMITTEE NO. 18-91 RE: SURVEY RESULTS - CONFIRMATION PROCEDURES ON VOICE-INITIATED TRANSACTIONS __________________________________________________________ The Institute surveyed the Operations Committee and the...