Operations Content

December 24, 1990 TO: TAX COMMITTEE NO. 36-90 OPERATIONS COMMITTEE NO. 29-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 56-90 RE: TIMING OF SECOND B NOTICE AND PENALTY NOTICE MAILINGS __________________________________________________________ At a recent meeting of the Transfer Agent...

- 1 - December 17, 1990 TO: TAX COMMITTEE NO. 33-90 OPERATIONS COMMITTEE NO. 28-90 CLOSED-END FUND COMMITTEE NO. 28-90 UNIT INVESTMENT TRUST COMMITTEE NO. 55-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 53-90 RE: INSTITUTE LETTER ON THE REASONABLE CAUSE WAIVER OF INTERNAL REVENUE CODE...

December 17, 1990 TO: CLOSED-END FUND COMMITTEE NO. 27-90 OPERATIONS COMMITTEE NO. 27-90 SEC RULES COMMITTEE NO. 65-90 ACCOUNTING/TREASURERS COMMITTEE NO. 38-90 INDEPENDENT ACCOUNTANTS ADVISORY GROUP TRANSFER AGENT ADVISORY COMMITTEE NO. 52-90 INTERNATIONAL FUNDS TASK FORCE NO. 30-90...

November 20, 1990 TO: OPERATIONS COMMITTEE NO. 26-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 46-90 RE: POSTAL SERVICE AUTOMATION BASED RATE REQUIREMENTS __________________________________________________________ Enclosed for your information is a copy of the recent proposed postal...

November 19, 1990 TO: OPERATIONS COMMITTEE NO. 25-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 45-90 RE: SECOND REQUEST FOR COMPLETION OF VOICE-INITIATED TRANSACTION PROCEDURES QUESTIONNAIRE __________________________________________________________ On October 18, 1990, the attached...

November 7, 1990 TO: BOARD OF GOVERNORS NO. 79-90 MEMBERS - ONE PER COMPLEX NO. 50-90 DIRECT MARKETING COMMITTEE NO. 28-90 MARKETING COMMITTEE NO. 23-90 OPERATIONS COMMITTEE NO. 24-90 PUBLIC INFORMATION COMMITTEE NO. 39-90 RESEARCH COMMITTEE NO. 27-90 SALES FORCE MARKETING COMMITTEE...

October 18, 1990 TO: OPERATIONS COMMITTEE NO. 23-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 41-90 RE: CONFIRMATION PROCEDURES ON VOICE-INITIATED TRANSACTIONS __________________________________________________________ At the Operations Committee meeting on September 17, 1990, a copy of...

October 12, 1990 TO: TAX COMMITTEE NO. 28-90 OPERATIONS COMMITTEE NO. 22-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 39-90 RE: OCTOBER 30 MEETING ON BACKUP WITHHOLDING REGULATIONS __________________________________________________________ As we previously advised you, the IRS has amended...

October 9, 1990 TO: MARKETING COMMITTEE NO. 21-90 OPERATIONS COMMITTEE NO. 21-90 PUBLIC INFORMATION COMMITTEE NO. 36-90 RESEARCH COMMITTEE NO. 24-90 RE: ENVIRONMENT FOR THE INVESTMENT COMPANY INDUSTRY IN THE 1990S __________________________________________________________ Attached for...

- 1 - August 31, 1990 TO: OPERATIONS COMMITTEE NO. 20-90 TAX COMMITTEE NO. 25-90 TRANSFER AGENT ADVISORY COMMITTEE NO. 33-90 RE: BACKUP WITHHOLDING AND "B" NOTICE DEVELOPMENTS __________________________________________________________ As you may know, the Institute met with the...