Operations Content

December 18, 1989 TO: OPERATIONS COMMITTEE NO. 26-89 RE: REMINDER - CHECK AGING STUDY - MONTH OF NOVEMBER, 1989 __________________________________________________________ At the October 18, 1989 meeting, the Operations Committee agreed to conduct a "check aging" study of investors...

December 14, 1989 TO: CLOSED-END FUND COMMITTEE NO. 52-89 OPERATIONS COMMITTEE NO. 25-89 SEC RULES COMMITTEE NO. 77-89 UNIT INVESTMENT TRUST COMMITTEE NO. 84-89 AD HOC COMMITTEE ON UNCLAIMED PROPERTY RE: JANUARY 12 MEETING TO DISCUSS UNCLAIMED PROPERTY LAWS ___________________________...

December 13, 1989 TO: MEMBERS - ONE PER COMPLEX NO. 39-89 OPERATIONS COMMITTEE NO. 24-89 RE: ICI SURVEY OF TRANSFER AGENT FEES* __________________________________________________________ In 1987 and again in 1988, the Institute commissioned the accounting firm of Coopers & Lybrand to...

November 9, 1989 TO: OPERATIONS COMMITTEE NO. 23-89 RE: RPO QUESTIONNAIRE __________________________________________________________ Because of the increasing pressure from States to force investment companies to surrender abandoned property (returned dividend and redemption checks...

October 25, 1989 TO: OPERATIONS COMMITTEE NO. 22-89 RE: CHECK AGING STUDY - MONTH OF NOVEMBER, 1989 __________________________________________________________ At the October 18, 1989 meeting, the Operations Committee agreed to conduct a "check aging" study of investor checks presented...

October 24, 1989 TO: TAX MEMBERS NO. 42-89 CLOSED-END FUND MEMBERS NO. 61-89 UNIT INVESTMENT TRUST MEMBERS NO. 58-89 ACCOUNTING/TREASURERS COMMITTEE NO. 46-89 OPERATIONS COMMITTEE NO. 21-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 27-89 RE: SENATE APPROVES TAX PROVISIONS IN...

October 17, 1989 TO: CLOSED-END FUND MEMBERS NO. 56-89 DIRECT MARKETING COMMITTEE NO. 31-89 MARKETING COMMITTEE NO. 26-89 RESEARCH COMMITTEE NO. 29-89 SALES FORCE MARKETING COMMITTEE NO. 31-89 OPERATIONS COMMITTEE NO. 20-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 26-89 MEMBERS...

October 16, 1989 TO: BOARD OF GOVERNORS NO. 61-89 DIRECT MARKETING COMMITTEE NO. 29-89 FEDERAL LEGISLATION COMMITTEE NO. 13-89 MARKETING COMMITTEE NO. 25-89 OPERATIONS COMMITTEE NO. 19-89 PENSION COMMITTEE NO. 6-89 PUBLIC INFORMATION COMMITTEE NO. 26-89 RESEARCH COMMITTEE NO. 28-89...

September 28, 1989 TO: OPERATIONS COMMITTEE NO. 18-89 RE: NOTICE OF COMMITTEE MEETING - OCTOBER 18, 1989 __________________________________________________________ This is to inform you that the next meeting of the Operations Committee will be held on Wednesday, October 18, 1989 in...

- 1 - September 27, 1989 TO: TAX MEMBERS NO. 32-89 CLOSED-END FUND MEMBERS NO. 43-89 UNIT INVESTMENT TRUST MEMBERS NO. 49-89 ACCOUNTING/TREASURERS COMMITTEE NO. 38-89 OPERATIONS COMMITTEE NO. 17-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 24-89 RE: HOUSE WAYS AND MEANS...