Operations Content

September 6, 1989 TO: CLOSED-END FUND MEMBERS NO. 40-89 OPERATIONS COMMITTEE NO. 16-89 DIRECT MARKETING COMMITTEE NO. 27-89 MARKETING COMMITTEE NO. 23-89 RESEARCH COMMITTEE NO. 25-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 22-89 SALES FORCE MARKETING COMMITTEE NO. 28-89 MEMBERS...

September 1, 1989 TO: SEC RULES COMMITTEE NO. 54-89 OPERATIONS COMMITTEE NO. 15-89 UNIT INVESTMENT TRUST COMMITTEE NO. 59-89 RE: SEPTEMBER 19 MEETING TO DISCUSS PROBLEMS WITH IMPLEMENTING INVESTMENT COMPANY ACT RULE 11A-3 __________________________________________________________ As...

August 11, 1989 TO: BOARD OF GOVERNORS NO. 47-89 ACCOUNTING/TREASURERS COMMITTEE NO. 30-89 DIRECT MARKETING COMMITTEE NO. 25-89 FEDERAL LEGISLATION COMMITTEE NO. 9-89 INVESTMENT ADVISER MEMBERS NO. 42-89 OPERATIONS COMMITTEE NO. 14-89 PENSION MEMBERS NO. 40-89 MEMBERS INTERESTED IN...

August 7, 1989 TO: PENSION COMMITTEE NO. 3-89 OPERATIONS COMMITTEE NO. 13-89 RE: IRS ANNOUNCES PROPOSAL TO COMBINE FORMS 1099-R AND W-2P __________________________________________________________ Attached is a copy of IRS Announcement 89-94, which states that the IRS is considering...

July 26, 1989 TO: TAX COMMITTEE NO. 11-89 UNIT INVESTMENT TRUST COMMITTEE NO. 38-89 CLOSED-END FUND COMMITTEE NO. 29-89 OPERATIONS COMMITTEE NO. 12-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 19-89 RE: INSTITUTE REQUEST TO POSTPONE B NOTICES __________________________________...

- 1 - June 22, 1989 TO: TAX COMMITTEE NO. 10-89 UNIT INVESTMENT TRUST COMMITTEE NO. 27-89 CLOSED-END FUND COMMITTEE NO. 20-89 OPERATIONS COMMITTEE NO. 11-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 13-89 RE: INSTITUTE COMMENTS ON RECENT AMENDMENTS TO BACKUP WITHHOLDING AND...

June 16, 1989 TO: OPERATIONS COMMITTEE NO. 10-89 SEC RULES COMMITTEE NO. 28-89 BROKER/DEALER ADVISORY COMMITTEE NO. 27-89 TRANSFER AGENT SHAREHOLDER ACCOUNTING ADV. COMMITTEE NO. 12-89 RE: SEC APPROVES NASD PROPOSAL OF NEW REGISTRATION CATEGORY -- ADOPTING RELEASE CLARIFIES THAT...

June 1, 1989 TO: BOARD OF GOVERNORS NO. 34-89 CLOSED-END FUND COMMITTEE NO. 17-89 DIRECT MARKETING COMMITTEE NO. 22-89 MARKETING COMMITTEE NO. 15-89 OPERATIONS COMMITTEE NO. 9-89 PUBLIC INFORMATION COMMITTEE NO. 18-89 RESEARCH COMMITTEE NO. 16-89 SALES FORCE MARKETING COMMITTEE NO. 22...

May 22, 1989 TO: DIRECT MARKETING COMMITTEE NO. 21-89 MARKETING COMMITTEE NO. 14-89 OPERATIONS COMMITTEE NO. 8-89 PUBLIC INFORMATION COMMITTEE NO. 17-89 RESEARCH COMMITTEE NO. 15-89 SALES FORCE MARKETING COMMITTEE NO. 20-89 SHAREHOLDER COMMUNICATIONS COMMITTEE NO. 16-89 SMALL FUNDS...

- 1 - April 21, 1989 TO: TAX COMMITTEE NO. 5-89 OPERATIONS COMMITTEE NO. 7-89 TRANSFER AGENT SHAREHOLDER ADVISORY COMMITTEE NO. 10-89 CLOSED-END FUND COMMITTEE NO. 11-89 UNIT INVESTMENT TRUST COMMITTEE NO. 19-89 RE: INSTITUTE STATEMENT ON INFORMATION REPORTING PENALTIES ______________...