Investment Advisers Content

January 15, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 1-96 RE: MEETING SCHEDULED FOR FEBRUARY 13, 1996 ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Tuesday, February 13, 1996 at...

1 See Memorandum to Investment Advisers Committee No. 24-95, Investment Issues Committee No. 6-95, Money Market Funds Ad Hoc Committee No. 5-95, SEC Rules Committee No. 65-95, dated May 23, 1995. December 22, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 50-95 INVESTMENT ISSUES COMMITTEE...

December 20, 1995 TO: COMPLIANCE COMMITTEE No. 46-95 INVESTMENT ADVISERS COMMITTEE No. 49-95 SEC RULES COMMITTEE No. 130-95 RE: ADDRESS OF THE SEC'S DIRECTOR OF THE OFFICE OF COMPLIANCE INSPECTIONS AND EXAMINATIONS ______________________________________________________________________...

December 18, 1995 TO: CLOSED-END FUND COMMITTEE No. 62-95 INVESTMENT ADVISERS COMMITTEE No. 48-95 SEC RULES COMMITTEE No. 129-95 SMALL FUNDS COMMITTEE No. 22-95 UNIT INVESTMENT TRUST COMMITTEE No. 88-95 RE: PUBLICATION BY SEC OF LIST OF RULES AND FORMS SCHEDULED FOR REVIEW EVERY TEN...

December 6, 1995 TO: CLOSED-END FUND COMMITTEE No. 60-95 INVESTMENT ADVISERS COMMITTEE No. 47-95 SEC RULES COMMITTEE No. 126-95 UNIT INVESTMENT TRUST COMMITTEE No. 86-95 RE: SEC SEMI-ANNUAL REGULATORY AGENDA _____________________________________________________________________________...

November 15, 1995 TO: CLOSED-END FUND COMMITTEE No. 55-95 INVESTMENT ADVISERS COMMITTEE No. 45-95 SEC RULES COMMITTEE No. 121-95 UNIT INVESTMENT TRUST COMMITTEE No. 81-95 RE: INSTITUTE COMMENT LETTER ON PROPOSED AMENDMENTS TO RULE 17j-1 UNDER THE INVESTMENT COMPANY ACT _______________...

1 See Memorandum to Investment Advisers Committee No. 44-95 and SEC Rules Committee No. 116-95, dated November 2, 1995; Memorandum to Small Funds Committee No. 19-95, dated November 3, 1995. November 15, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 46-95 SEC RULES COMMITTEE No. 122-95...

November 2, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 44-95 SEC RULES COMMITTEE No. 116-95 RE: PROPOSED NASD INTEPRETATION CONCERNING SUITABILITY OBLIGATIONS TO INSTITUTIONAL CUSTOMERS ______________________________________________________________________________ The National...

October 24, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 43-95 RE: DRAFT AGENDA FOR NOVEMBER 1 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Investment Advisers Committee meeting scheduled for Wednesday...

October 9, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 42-95 STATE LIAISON COMMITTEE No. 30-95 UNIT INVESTMENT TRUST COMMITTEE No. 73-95 RE: NASAA FALL CONFERENCE - UPDATE ON EVENTS IN VANCOUVER ______________________________________________________________________________ The...