Investment Advisers Content

1 See Memorandum to Investment Advisers Committee No. 5-96 and SEC Rules Committee No. 23-96, dated March 27, 1996. 61 Federal Register 18470 (April 25, 1996). May 29, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 11-96 SEC RULES COMMITTEE No. 49-96 RE: PROPOSED BANK AGENCY...

May 21, 1996 TO: BROKER/DEALER ASSOCIATE MEMBERS No. 9-96 DIRECT MARKETING COMMITTEE No. 11-96 INDUSTRY STATISTICS COMMITTEE No. 14-96 INTERNATIONAL COMMITTEE No. 16-96 INVESTMENT ADVISERS COMMITTEE No. 10-96 MARKETING POLICY COMMITTEE No. 15-96 MEMBERS - ONE PER COMPLEX No. 36-96...

May 14, 1996 TO: CLOSED-END FUND COMMITTEE No. 12-96 INVESTMENT ADVISERS COMMITTEE No. 8-96 SEC RULES COMMITTEE No. 39-96 UNIT INVESTMENT TRUST COMMITTEE No. 21-96 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ______________________________________________________________________________ The...

1 Release No. IC-21945; IA-1562 (May 9, 1996). 2 See Memorandum to Accounting/Treasurers Committee No. 47-95, Closed-End Fund Committee No. 34-95, SEC Rules Committee No. 73-95, Unit Investment Trust Members No. 52-95, dated October 10, 1995. 3 Release No. IC-21946 (May 9, 1996). Both...

May 6, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 7-96 RE: NOTICE OF MEETING - JUNE 18, 1996 ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Tuesday, June 18, 1996 at the offices of...

April 10, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 6-96 SEC RULES COMMITTEE No. 26-96 STATE LIAISON COMMITTEE No. 9-96 UNIT INVESTMENT TRUST COMMITTEE No. 13-96 RE: COMMENTS REQUESTED FOR 1996 CONFERENCE ON UNIFORMITY OF FEDERAL-STATE SECURITIES REGULATION AGENDA ___________________...

1 See Memorandum to Investment Advisers Committee No. 46-95, SEC Rules Committee No. 122-95, Small Funds Committee No. 20-95, dated November 15, 1995. 2 Securities Exchange Act Release No. 36973, 61 Fed. Reg. 11655 (March 21, 1996). March 27, 1996 TO: INVESTMENT ADVISERS COMMITTEE No...

1 See Memorandum to Investment Advisers Committee No. 50-95, Investment Issues Committee No. 11-95, Money Market Funds Ad Hoc Committee No. 15-95, and SEC Rules Committee No. 133- 95, dated December 22, 1995. March 19, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 4-96 INVESTMENT ISSUES...

February 5, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 3-96 RE: DRAFT AGENDS FOR FEBRUARY 13 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Investment Advisers Committee meeting scheduled for Tuesday, February...

1 In March of 1995 the SEC issued a concept release requesting comment on how to improve risk disclosure for investment companies. Among other things, the concept release considered application of various numerical risk measures to mutual funds. January 16, 1996 TO: ACCOUNTING...