Investment Advisers Content

January 7, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 1-97 RE: NOTICE OF MEETING - FEBRUARY 12TH ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Wednesday, February 12, 1997 at the...

December 23, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 30-96 RE: SEC PROPOSALS RELATING TO INVESTMENT ADVISERS UNDER THE NATIONAL SECURITIES MARKETS IMPROVEMENT ACT OF 1996; JANUARY 14 MEETING ______________________________________________________________________________ The...

1 See Investment Company Act Release No. 22405 (December 18, 1996) ("Release"). December 20, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 29-96 SEC RULES COMMITTEE No. 134-96 RE: SEC PROPOSES RULES REGARDING PRIVATE INVESTMENT COMPANIES __________________________________________________...

December 9, 1996 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 38-96 INVESTMENT ADVISERS COMMITTEE No. 28-96 SEC RULES COMMITTEE No. 127-96 UNIT INVESTMENT TRUST COMMITTEE No. 46-96 RE: SEC SEMI-ANNUAL REGULATORY AGENDA _______________________________________________________________...

December 4, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 27-96 OPERATIONS COMMITTEE No. 32-96 SEC RULES COMMITTEE No. 125-96 TRANSFER AGENT ADVISORY COMMITTEE No. 69-96 RE: INSTITUTE COMMENT LETTER ON PROPOSED RULES CONCERNING LOST SECURITYHOLDERS _______________________________________...

1 See Memorandum to Investment Advisers Committee No. 20-96, Operations Committee No. 21-96, SEC Rules Committee No. 93-96, Transfer Agent Advisory Committee No. 54-96 and Abandoned Property Task Force, dated September 4, 1996. October 23, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 26...

1 See Memorandum to Investment Adviser Members No. 40-96 and Investment Adviser Associate Members No. 38-96, dated October 2, 1996. October 22, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 25-96 RE: ISSUES REGARDING THE INVESTMENT ADVISER PROVISIONS OF THE ""NATIONAL SECURITIES MARKETS...

October 10, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 24-96 RE: DRAFT AGENDA FOR OCTOBER 29 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Investment Advisers Committee meeting scheduled for Tuesday, October...

1 Memorandum to Investment Advisers Members No. 34-96, Memorandum to SEC Rules Members No. 52-96, dated September 16, 1996. September 25, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 23-96 SEC RULES COMMITTEE No. 104-96 RE: INSTITUTE ASKS FOR IMMEDIATE NOTIFICATION OF TREASURY REQUESTS...

September 10, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 22-96 RE: NOTICE OF MEETING - OCTOBER 29, 1996 ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Tuesday, October 29, 1996 at the...