Investment Advisers Content

1 See Institute Memorandum to Investment Advisers Committee No. 33-95, SEC Rules Committee No. 89-95, dated August 1, 1995; Investment Adviser Associate Members No. 29-95, dated August 1, 1995. October 3, 1995 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS No. 40-95 INVESTMENT ADVISERS...

1 See, Memorandum to Investment Advisers Committee No. 35-95 and Arizona Associate Members, dated September 1, 1995. September 28, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 40-95 ARIZONA ASSOCIATE MEMBERS RE: INSTITUTE COMMENTS ON INVESTMENT ADVISER RULES PROPOSED BY THE ARIZONA...

September 27, 1995 TO: INVESTMENT ADVISER ASSOCIATE MEMBERS No. 38-95 INVESTMENT ADVISERS COMMITTEE No. 39-95 RE: VERMONT ISSUES FOR COMMENT PROPOSED INVESTMENT ADVISER RULES ______________________________________________________________________________ The Vermont Securities Division...

September 13, 1995 TO: CLOSED-END FUND COMMITTEE No. 45-95 COMPLIANCE COMMITTEE No. 33-95 INVESTMENT ADVISERS COMMITTEE No. 37-95 SEC RULES COMMITTEE No. 101-95 UNIT INVESTMENT TRUST COMMITTEE No. 70-95 RE: SEC PROPOSES AMENDMENTS TO RULE 17j-1 UNDER THE INVESTMENT COMPANY ACT AND...

1 Memorandum to Investment Advisers Committee No. 33-95 and SEC Rules Committee No. 89-95, dated August 1, 1995. September 13, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 38-95 SEC RULES COMMITTEE No. 102-95 RE: DRAFT INSTITUTE COMMENT LETTER ON REPROPOSED RULE 3a-4 ___________________...

September 8, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 36-95 RE: NOTICE OF MEETING - NOVEMBER 1 ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for November 1, 1995 at the Investment...

1 See Memorandum to Investment Advisers Committee No. 43-94 and Arizona Associate Members, dated August 4, 1994. September 1, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 35-95 ARIZONA ASSOCIATE MEMBERS RE: ARIZONA SECURITIES DIVISION RE-PROPOSES INVESTMENT ADVISER RULES _______________...

1 See Institute memorandum to Investment Advisers Committee No. 33-95 and to SEC Rules Committee No. 89-95, dated August 1, 1995. August 23, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 34-95 SEC RULES COMMITTEE No. 95-95 RE: SEPTEMBER 6 MEETING CANCELLED _______________________________...

August 1, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 33-95 SEC RULES COMMITTEE No. 89-95 RE: SEC REPROPOSES RULE 3a-4 UNDER THE INVESTMENT COMPANY ACT ______________________________________________________________________________ The Securities and Exchange Commission recently...

July 31, 1995 TO: CLOSED-END FUND COMMITTEE No. 37-95 INSTITUTIONAL FUNDS COMMITTEE No. 11-95 INVESTMENT ADVISERS COMMITTEE No. 32-95 INVESTMENT ISSUES COMMITTEE No. 7-95 SEC RULES COMMITTEE No. 86-95 STATE LIAISON COMMITTEE No. 21-95 UNIT INVESTMENT TRUST COMMITTEE No. 58-95...