Investment Advisers Content

1 See Memorandum to Investment Advisers Committee No. 29-95 and New Mexico Associate Members, dated June 26, 1995. July 11, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 31-95 RE: INSTITUTE COMMENTS ON PROPOSED AMENDMENTS TO NEW MEXICO RULES RELATING TO INVESTMENT ADVISERS ______________...

1 See Memorandum to Compliance Committee No. 21-94, Investment Advisers Committee No. 56-94 and SEC Rules Committee No. 121-94, dated November 17, 1994. 2 See Memorandum to Compliance Committee No. 8-95, Investment Advisers Committee No. 10-95, SEC Rules Committee No. 18-95 and Unit...

June 26, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 29-95 NEW MEXICO ASSOCIATE MEMBERS RE: NEW MEXICO PROPOSES AMENDMENTS TO EXAMINATION REQUIREMENTS AND RULES OF CONDUCT FOR INVESTMENT ADVISERS ______________________________________________________________________________ The New...

June 23, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 28-95 Washington Investment Adviser Associate Members RE: WASHINGTON SECURITIES DIVISION PROPOSES AMENDMENTS TO RULES GOVERNING INVESTMENT ADVISERS ______________________________________________________________________________ The...

May 26, 1995 TO: CLOSED-END FUND COMMITTEE No. 26-95 INVESTMENT ADVISERS COMMITTEE No. 26-95 SEC RULES COMMITTEE No. 67-95 UNIT INVESTMENT TRUST COMMITTEE No. 47-95 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ______________________________________________________________________________ The...

1 See Memorandum to Closed-End Fund Committee No. 20-95, Investment Advisers Committee No. 20-95, SEC Rules Committee No. 57-95 and Soft Dollars Task Force, dated April 18, 1995. May 26, 1995 TO: CLOSED-END FUND COMMITTEE No. 25-95 INVESTMENT ADVISERS COMMITTEE No. 25-95 SEC RULES...

1Memorandum to Investment Advisers Committee No. 12-95, Investment Issues Committee No. 1-95, Money Market Funds Ad Hoc Committee No. 1-95, SEC Rules Committee No. 21-95, dated February 13, 1995. May 23, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 24-95 INVESTMENT ISSUES COMMITTEE No...

May 5, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 23-95 RE: NOTICE OF MEETING - JUNE 7, 1995 ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for June 7, 1995 at the offices of the...

1 See Memorandum to Investment Advisers Committee No. 12-95, Investment Issues Committee No. 1-95, Money Market Funds Ad Hoc Committee No. 1-95, SEC Rules Committee No. 21-95, dated February 13, 1995. April 20, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 22-95 INVESTMENT ISSUES...