Investment Advisers Content

1 See Memorandum to Closed-End Fund Committee No. 20-96, Investment Advisers Committee No. 18-96, SEC Rules Committee No. 77-96, and Unit Investment Trust Committee No. 29-96, dated July 25, 1996. September 9, 1996 TO: CLOSED-END FUND COMMITTEE No. 30-96 INVESTMENT ADVISERS COMMITTEE...

September 4, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 20-96 OPERATIONS COMMITTEE No. 21-96 SEC RULES COMMITTEE No. 93-96 TRANSFER AGENT ADVISORY COMMITTEE No. 54-96 ABANDONED PROPERTY TASK FORCE RE: SEC PROPOSED RULES CONCERNING LOST SECURITYHOLDERS _________________________________...

1 See Memorandum to Closed-End Fund Committee No. 20-96, Investment Advisers Committee No. 18-96, SEC Rules Committee No. 77-96, Unit Investment Trust Committee No. 29-96, dated July 25, 1996. August 26, 1996 TO: CLOSED-END FUND COMMITTEE No. 27-96 INVESTMENT ADVISERS COMMITTEE No. 19...

1 See Memorandum to SEC Rules Committee No. 17-89, Closed-end Fund Committee No. 6-89, Investment Advisers Committee No. 14-89, dated March 21, 1989 (proposing release); Memorandum to SEC Rules Committee No. 25-89, Closed-end Fund Committee No. 16-89, Investment Advisers Committee No...

July 12, 1996 TO: STATE LIAISON COMMITTEE No. 20-96 INVESTMENT ADVISERS COMMITTEE No. 17-96 SEC RULES COMMITTEE No. 74-96 UNIT INVESTMENT TRUST COMMITTEE No. 28-96 RE: MARK YOUR CALENDAR FOR ICI FUNCTIONS DURING THE NASAA FALL CONFERENCE IN SNOWBIRD, UTAH _____________________________...

1 See Memorandum to SEC Rules Committee No. 40-96; Closed-End Fund Committee No. 13-96; Unit Investment Trust Committee No. 22-96; Investment Advisers Committee No. 9-96; Subcommittee On Advertising No. 7-96; Broker/Dealer Advisory Committee No. 8-96; Transfer Agent Advisory Committee...

* See Memorandum to Investment Advisers Committee No. 12-96, SEC Rules Committee No. 50-96, dated May 30, 1996. June 26, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 15-96 SEC RULES COMMITTEE No. 66-96 RE: INSTITUTE COMMENT LETTER ON SEC PROPOSAL TO ELIMINATE CERTAIN USERS FEES ________...

1 See Memorandum to Investment Advisers Committee No. 11-96, SEC Rules Committee No. 49-96 and Small Funds Committee No. 9-96, dated May 29, 1996. June 21, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 14-96 SEC RULES COMMITTEE No. 64-96 SMALL FUNDS COMMITTEE No. 13-96 RE: INSTITUTE...

June 6, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 13-96 RE: DRAFT AGENDA FOR JUNE 18 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Investment Advisers Committee meeting scheduled for Tuesday, June 18, 1996 at...

1 Release No. IC-21961, IA-1563 (May 16, 1996); 61 FR 25601 (May 22, 1996). May 30, 1996 TO: INVESTMENT ADVISERS COMMITTEE No. 12-96 SEC RULES COMMITTEE No. 50-96 RE: SEC PROPOSAL TO ELIMINATE CERTAIN USER FEES __________________________________________________________________________...