Investment Advisers Content

June 24, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 21-97 STATE LIAISON COMMITTEE No. 19-97 UNIT INVESTMENT TRUST COMMITTEE No. 44-97 RE: INSTITUTE COMMENTS ON RULES PROPOSED BY UTAH ______________________________________________________________________________ The Utah Division of...

June 23, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 20-97 STATE LIAISON COMMITTEE No. 18-97 UNIT INVESTMENT TRUST COMMITTEE No. 43-97 RE: INSTITUTE COMMENTS ON RULE AMENDMENTS PROPOSED BY NEVADA ______________________________________________________________________________ The Nevada...

June 3, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 19-97 SMALL FUNDS COMMITTEE No. 15-97 STATE LIAISON COMMITTEE No. 17-97 UNIT INVESTMENT TRUST COMMITTEE No. 37-97 RE: VIRGINIA PROPOSES RULES TO IMPLEMENT CHANGES MANDATED BY NATIONAL MARKETS BILL _____________________________________...

May 27, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 18-97 RE: DRAFT AGENDA FOR JUNE 5 MEETING ______________________________________________________________________________ Attached is a draft agenda for the Investment Advisers Committee meeting scheduled for Thursday, June 5, 1997 at...

May 7, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-97 INVESTMENT ADVISERS COMMITTEE No. 17-97 SEC RULES COMMITTEE No. 49-97 UNIT INVESTMENT TRUST COMMITTEE No. 28-97 RE: SEC SEMI-ANNUAL REGULATORY AGENDA _____________________________________________________________________...

May 6, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 16-97 RE: NOTICE OF MEETING - JUNE 5TH ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Thursday, June 5, 1997 at the offices of the...

April 30, 1997 TO: BROKER/DEALER ADVISORY COMMITTEE No. 9-97 COMPLIANCE ADVISORY COMMITTEE No. 16-97 INVESTMENT ADVISERS COMMITTEE No. 15-97 SEC RULES COMMITTEE No. 47-97 STATE LIAISON COMMITTEE No. 9-97 RE: INSTITUTE COMMENTS ON NASAA PROPOSAL RELATING TO SUITABILITY ________________...

April 10, 1997 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 14-97 INVESTMENT ADVISERS COMMITTEE No. 14-97 SEC RULES COMMITTEE No. 37-97 STATE LIAISON COMMITTEE No. 6-97 UNIT INVESTMENT TRUST COMMITTEE No. 21-97 RE: COMMENTS REQUESTED FOR THE 1997 CONFERENCE ON UNIFORMITY OF FEDERAL...

April 3, 1997 TO: BOARD OF GOVERNORS No. 22-97 INVESTMENT ADVISERS COMMITTEE No. 13-97 SEC RULES COMMITTEE No. 36-97 RE: ARTICLE ON NATIONAL SECURITIES MARKETS IMPROVEMENT ACT OF 1996 ______________________________________________________________________________ We thought you might...

* See Memorandum to Investment Advisers Committee No. 10-97 and to State Liaison Committee No. 3-97, dated February 13, 1997. March 13, 1997 TO: INVESTMENT ADVISERS COMMITTEE No. 12-97 STATE LIAISON COMMITTEE No. 5-97 RE: INSTITUTE COMMENTS ON MASSACHUSETTS RULE PROPOSAL _____________...