Investment Advisers Content

1 See Institute Memorandum to Pension Members, No. 22-98 and Investment Adviser Members, No. 8-98, dated March 24, 1998. [9905] May 5, 1998 TO: INVESTMENT ADVISERS COMMITTEE No. 17-98 PENSION COMMITTEE No. 25-98 CROSS-TRADES AD HOC WORKING GROUP RE: DRAFT COMMENT LETTER TO THE...

[9899] May 4, 1998 TO: INVESTMENT ADVISERS COMMITTEE No. 16-98 RE: CONFIRMATION OF JUNE 8TH MEETING ______________________________________________________________________________ This is to confirm that the Investment Advisers Committee meeting has been scheduled for Monday, June 8...

[9892] May 1, 1998 TO: INVESTMENT ADVISERS COMMITTEE No. 15-98 RE: NOTICE OF MEETING - JUNE 8TH ______________________________________________________________________________ A meeting of the Investment Advisers Committee has been scheduled for Wednesday, June 8, 1998, at the offices...

1 See SEC Release No. 34-39839; File No. SR-NYSE-97-37 (April 8, 1998). Specifically, the rule modifies the shareholder approval policy contained in paragraphs 312.03 and 312.04 of the NYSEGs Listed Company Manual. 2 The only exception, which continues in a modified form under the new...

* See Memorandum to Accounting/Treasurers Committee No. 13-98, Compliance Advisory Committee No. 8-98, Independent Accountants Advisory Committee No. 3-98, Internal Audit Committee No. 2-98, Investment Advisers Committee No. 10-98, Operations Committee No. 13-98, SEC Rules Committee...

* See Memorandum to Accounting/Treasurers Committee No. 13-98, Compliance Advisory Committee No. 8-98, Independent Accountants Advisory Committee No. 3-98, Internal Audit Committee No. 2-98, Investment Advisers Committee No. 10-98, Operations Committee No. 13-98, SEC Rules Committee...

1 See Institute Memorandum to Pension Members No. 22-98 and Investment Adviser Members No. 8-98, dated March 24, 1998. [9795] VIA FAX March 25, 1998 TO: PENSION COMMITTEE No. 16-98 INVESTMENT ADVISERS COMMITTEE No. 11-98 RE: NOTICE OF MEETING - WEDNESDAY, APRIL 15, 1998 ______________...

1 Year 2000 Readiness Reports to Be Made by Transfer Agents, SEC Release No. 34-39726; File No. S7-8-98 (March 5, 1998); and Reports to Be Made by Certain Brokers and Dealers, SEC Release No. 34-39724, IC-23059, IA-1704; File No. S7-7-98 (March 5, 1998) (collectively, the “proposed...

[9717] February 26, 1998 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-98 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-98 DIRECT MARKETING COMMITTEE No. 5-98 DIRECTOR SERVICES COMMITTEE No. 1-98 FEDERAL LEGISLATION COMMITTEE No. 1-98 INDUSTRY STATISTICS COMMITTEE No. 4-98 INTERNATIONAL...

[9698] February 20, 1998 TO: INVESTMENT ADVISERS COMMITTEE No. 8-98 SEC RULES COMMITTEE No. 15-98 RE: PROPOSED AIMR SOFT DOLLAR STANDARDS ______________________________________________________________________________ As many of you are aware, a Blue Ribbon Task Force of the...