Investment Advisers Content

January 24, 1989 TO: SEC RULES COMMITTEE NO. 8-89 INVESTMENT ADVISERS COMMITTEE NO. 3-89 RULE 144A SUBCOMMITTEE RE: DRAFT COMMENT LETTER ON RULE 144A __________________________________________________________ Attached for your review is a draft comment letter developed as a result of...

January 5, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 2-89 SEC RULES COMMITTEE NO. 1-89 BROKER/DEALER ADVISORY COMMITTEE NO. 1-89 RE: ICI COMMENTS ON NASD PROPOSAL ON CUSTOMER ACCOUNT INFORMATION __________________________________________________________ Attached is an Institute...

January 4, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 1-89 RE: ICI COMMENTS ON PROPOSED REGULATION S __________________________________________________________ The Institute filed the attached comment letter with the SEC on its proposed Regulation S intended to clarify the...