Investment Advisers Content

January 19, 1990 TO: INVESTMENT ADVISERS COMMITTEE NO. 1-90 RE: AGENDA FOR INVESTMENT ADVISERS COMMITTEE MEETING - JANUARY 30, 1990 __________________________________________________________ Attached is a copy of the Investment Advisers Committee Agenda for the Tuesday, January 30...

December 18, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 52-89 UNIT INVESTMENT TRUST COMMITTEE NO. 85-89 RE: CORRECTED NOTICE OF MEETINGS, JANUARY 30, 1990 __________________________________________________________ Attached is a corrected notice regarding the meetings of your...

December 12, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 51-89 UNIT INVESTMENT TRUST COMMITTEE NO. 83-89 RE: NOTICE OF MEETING, JANUARY 30, 1990 __________________________________________________________ A meeting of your committee has been scheduled for Tuesday, January 30, 1990 at 10...

- 1 - November 28, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 49-89 PENSION COMMITTEE NO. 18-89 RE: PROPOSED INDIVIDUAL PROHIBITED TRANSACTION EXEMPTION CONCERNING AGENCY CROSS-TRANSACTIONS __________________________________________________________ As you know, the Institute in 1985...

November 28, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 50-89 RE: MISSISSIPPI PROPOSES INVESTMENT ADVISER RULE CHANGES __________________________________________________________ Attached is a copy of the relevant portions of the proposed Mississippi rules for investment advisers. The...

November 22, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 48-89 BAILEY-WILSON SUBCOMMITTEE RE: DECEMBER 6 MEETING TO INCLUDE DISCUSSION ON RECIPROCAL REGISTRATION OF INVESTMENT ADVISERS IN THE U.S. AND U.K. __________________________________________________________ As we have previously...

November 10, 1989 TO: CLOSED-END FUND COMMITTEE NO. 50-89 INVESTMENT ADVISERS COMMITTEE NO. 47-89 SEC RULES COMMITTEE NO. 72-89 UNIT INVESTMENT TRUST COMMITTEE NO. 78-89 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The Securities and...

November 9, 1989 TO: CLOSED-END FUND COMMITTEE NO. 49-89 INVESTMENT ADVISERS COMMITTEE NO. 45-89 PENSION COMMITTEE NO. 16-89 SEC RULES COMMITTEE NO. 68-89 STATE LIAISON COMMITTEE NO. 17-89 TAX COMMITTEE NO. 18-89 UNIT INVESTMENT TRUST COMMITTEE NO. 77-89 RE: INDEX TO ICI MEMORANDA ___...

November 9, 1989 TO: INVESTMENT ADVISERS COMMITTEE NO. 46-89 SEC RULES COMMITTEE NO. 69-89 RE: MEETING TO DISCUSS RECIPROCAL REGISTRATION OF INVESTMENT ADVISERS IN THE U.S. AND U.K. __________________________________________________________ The SEC and the Investment Management...

November 2, 1989 TO: SEC RULES COMMITTEE NO. 65-89 CLOSED-END FUND COMMITTEE NO. 47-89 UNIT INVESTMENT TRUST COMMITTEE NO. 73-89 INVESTMENT ADVISERS COMMITTEE NO. 44-89 RE: INSTITUTE COMMENT LETTER ON AMENDMENTS TO RULES UNDER SECTION 16 _______________________________________________...