Investment Advisers Content

Filter Results By
Showing Results 851 - 860 of 1173
ICI Default BG
Memo#
6865

DRAFT INSTITUTE LETTER ON SEC SOFT DOLLARS DISCLOSURE PROPOSAL

1 See Memorandum to Closed-End Fund Committee No. 6-95, Investment Advisers Committee No. 13-95, SEC Rules Committee No. 23-95 and Soft Dollars Task Force, dated February 16, 1995. April 18, 1995 TO: CLOSED-END FUND COMMITTEE No. 20-95 INVESTMENT ADVISERS COMMITTEE No. 20-95 SEC RULES...
ICI Default BG
Memo#
6855

PROPOSED INVESTMENT COMPANY DEREGULATORY INITIATIVES

1 Please contact me if you have not received a copy of the Fields-Markey bill and would like to obtain one. April 12, 1995 TO: CLOSED-END FUND COMMITTEE No. 19-95 INVESTMENT ADVISERS COMMITTEE No. 19-95 SEC RULES COMMITTEE No. 55-95 UNIT INVESTMENT TRUST COMMITTEE No. 41-95 RE...
ICI Default BG
Memo#
6716

AIMR REPORT ON PERSONAL INVESTING

March 2, 1995 TO: COMPLIANCE COMMITTEE No. 13-95 INVESTMENT ADVISER ASSOCIATE MEMBERS No. 11-95 INVESTMENT ADVISERS COMMITTEE No. 17-95 SEC RULES COMMITTEE No. 33-95 RE: AIMR REPORT ON PERSONAL INVESTING ______________________________________________________________________________ A...
ICI Default BG
Memo#
6692

MARCH 15 MEETING ON SEC SOFT DOLLAR DISCLOSURE PROPOSAL

1 See Memorandum to Closed-End Fund Committee No. 6-95, Investment Advisers Committee No. 13-95, Investment Issues Committee No. 2-95, SEC Rules Committee No. 23-95 and Soft Dollars Task Force, dated February 16, 1995. February 24, 1995 TO: CLOSED-END FUND COMMITTEE No. 7-95...
ICI Default BG
Memo#
6687

FCC SEEKS COMMENT ON POSSIBLE CHANGES TO BROADCAST MEDIA ATTRIBUTION RULES

February 22, 1995 TO: COMPLIANCE COMMITTEE No. 10-95 INVESTMENT ADVISERS COMMITTEE No. 15-95 SEC RULES COMMITTEE No. 27-95 UNIT INVESTMENT TRUST COMMITTEE No. 19-95 RE: FCC SEEKS COMMENT ON POSSIBLE CHANGES TO BROADCAST MEDIA ATTRIBUTION RULES _________________________________________...
ICI Default BG
Memo#
6678

MEMBER LETTERS TO SEC ON INVESTMENT ADVISER PRINCIPAL TRANSACTIONS

1 See Memorandum to Investment Advisers Committee No. 61-94, dated December 27, 1994 (a copy of which is attached). February 21, 1995 TO: INVESTMENT ADVISERS COMMITTEE No. 14-95 RE: MEMBER LETTERS TO SEC ON INVESTMENT ADVISER PRINCIPAL TRANSACTIONS ____________________________________...
ICI Default BG
Memo#
6668

SEC PROPOSES SOFT DOLLAR DISCLOSURE REQUIREMENTS FOR INVESTMENT ADVISERS

February 16, 1995 TO: CLOSED-END FUND COMMITTEE No. 6-95 INVESTMENT ADVISERS COMMITTEE No. 13-95 INVESTMENT ISSUES COMMITTEE No. 2-95 SEC RULES COMMITTEE No. 23-95 RE: SEC PROPOSES SOFT DOLLAR DISCLOSURE REQUIREMENTS FOR INVESTMENT ADVISERS ____________________________________________...