1 See Memorandum to Closed-End Fund Committee No. 6-95, Investment Advisers Committee No. 13-95,
Investment Issues Committee No. 2-95, SEC Rules Committee No. 23-95 and Soft Dollars Task Force, dated February
16, 1995.
February 24, 1995
TO: CLOSED-END FUND COMMITTEE No. 7-95
INVESTMENT ADVISERS COMMITTEE No. 16-95
INVESTMENT ISSUES COMMITTEE No. 3-95
SEC RULES COMMITTEE No. 29-95
Soft Dollar Task Force
RE: MARCH 15 MEETING ON SEC SOFT DOLLAR DISCLOSURE PROPOSAL
______________________________________________________________________________
We have scheduled a meeting for March 15, 1995 to discuss the SEC’s proposal to
require disclosure of an investment adviser’s use of client brokerage and receipt of soft dollar
services.1 The meeting will be held at the Institute at 10:00 am. Attached is a draft agenda for
the meeting.
Please contact Eleanor Aguilar at 202/326-5823 by March 8, 1995 to let her know
whether you will be attending the meeting.
Amy B.R. Lancellotta
Associate Counsel
Attachment