ETF (Exchange-Traded Funds) Content

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Memo#
28126

FSOC Issues 2014 Annual Report to Congress

[28126] May 15, 2014 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 36-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-14 ETF ADVISORY COMMITTEE No. 9-14 EQUITY MARKETS ADVISORY COMMITTEE No. 8-14 MONEY MARKET FUNDS ADVISORY COMMITTEE...
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Memo#
28029

ICI Files Comment Letter on NFA Capital and Customer Protection Proposal

[28029] April 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-14 COMPLIANCE MEMBERS No. 8-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 26-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-14 ETF ADVISORY COMMITTEE No. 5-14 INVESTMENT...
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Memo#
27999

Russia Sanctions and Potential Effects on Investment Companies

[27999] March 28, 2014 TO: SEC RULES COMMITTEE No. 11-14 CHIEF COMPLIANCE OFFICER COMMITTEE No. 5-14 INTERNATIONAL COMMITTEE No. 8-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-14 ETF ADVISORY COMMITTEE No. 3-14 RE: RUSSIA SANCTIONS AND POTENTIAL EFFECTS ON INVESTMENT COMPANIES  ...
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Memo#
27918

ICI Global Comment Letter on FCA Consultation on Dealing Commission Rules

[27918] February 26, 2014 TO: SEC RULES COMMITTEE No. 7-14 EQUITY MARKETS ADVISORY COMMITTEE No. 4-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 6-14 INTERNATIONAL COMMITTEE No. 4-14 ICI GLOBAL STEERING COMMITTEE No. 3-14 ICI GLOBAL...