ETF (Exchange-Traded Funds) Content

[28602] December 19, 2014 TO: ACCOUNTING/TREASURERS MEMBERS No. 21-14 BOARD OF GOVERNORS No. 3-14 CHIEF RISK OFFICER COMMITTEE No. 10-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 36-14 COMPLIANCE MEMBERS No. 18-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 19-14 ETF ADVISORY COMMITTEE...

[28588] December 17, 2014 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-14 EQUITY MARKETS ADVISORY COMMITTEE No. 19-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-14 SEC RULES COMMITTEE No. 42-14 RE: DRAFT COMMENT LETTER ON SEC DECIMALIZATION PILOT PROPOSAL   The SEC has...

[28576] December 12, 2014 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-14 CHIEF RISK OFFICER COMMITTEE No. 9-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-14 COMPLIANCE MEMBERS No. 17-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-14 ETF ADVISORY COMMITTEE No. 17-14 INVESTMENT COMPANY...

[28560] December 8, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 32-14 COMPLIANCE MEMBERS No. 16-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 85-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-14 ETF ADVISORY COMMITTEE No. 16-14 INVESTMENT ADVISER MEMBERS No. 31-14 SEC RULES...

[28250] July 9, 2014 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-14 ETF ADVISORY COMMITTEE No. 13-14 EQUITY MARKETS ADVISORY COMMITTEE No. 12-14 SEC RULES MEMBERS No. 30-14 RE: SEC ANNOUNCES TICK SIZE PILOT PROGRAM   On June 25, the Securities and Exchange Commission (the...

June 24, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 17-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-14 COMPLIANCE MEMBERS No. 13-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 42-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 14-14 ETF ADVISORY COMMITTEE No. 12-14 INVESTMENT ADVISER...

[28220] June 19, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 16-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-14 COMPLIANCE MEMBERS No. 12-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-14 ETF ADVISORY COMMITTEE No. 11-14 INVESTMENT...

[28183] June 12, 2014 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 9-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-14 CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-14 SEC RULES MEMBERS No. 20-14 RE: SEC CHAIR WHITE SPEECH ON MARKET STRUCTURE ISSUES   On June 5, SEC Chair White gave a...

[28182] June 11, 2014 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-14 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-14 COMPLIANCE ADVISORY COMMITTEE No. 3-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-14 ETF ADVISORY COMMITTEE No. 10...

[28124] May 15, 2014 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-14 COMPLIANCE MEMBERS No. 10-14 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 34-14 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-14 ETF ADVISORY COMMITTEE No. 8-14 INVESTMENT ADVISER MEMBERS No. 17-14 SEC RULES MEMBERS...