ETF (Exchange-Traded Funds) Content

[29566] December 17, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 26-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 38-15 BROKER/DEALER ASSOCIATE MEMBERS No. 2-15 CHIEF RISK OFFICER COMMITTEE No. 24-15 COMPLIANCE MEMBERS No. 33-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-15...

[29528] December 4, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 33-15 COMPLIANCE MEMBERS No. 31-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 86-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-15 ETF ADVISORY COMMITTEE No. 29-15 INVESTMENT ADVISER MEMBERS No. 29-15 REGISTERED...

[29521] December 3, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-15 ETF ADVISORY COMMITTEE No. 28-15 EQUITY MARKETS ADVISORY COMMITTEE No. 27-15 FIXED-INCOME ADVISORY COMMITTEE No. 35-15 SEC RULES COMMITTEE No. 37-15 RE: SEC PROPOSES RULES FOR THE REGULATION OF NMS STOCK...

[29520] December 2, 2015 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 26-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 28-15 ETF ADVISORY COMMITTEE No. 27-15 SEC RULES COMMITTEE No. 36-15 RE: DRAFT ICI COMMENT LETTER TO SEC EQUITY MARKET STRUCTURE ADVISORY COMMITTEE ON ACCESS FEES; MEMBER...

[29517] December 1, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-15 ETF ADVISORY COMMITTEE No. 26-15 EQUITY MARKETS ADVISORY COMMITTEE No. 25-15 SEC RULES COMMITTEE No. 35-15 RE: ICI SUBMITS LETTER TO SEC CHAIR WHITE IN RESPONSE TO AUGUST 24TH MARKET VOLATILITY   On November...

[29493] November 17, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-15 ETF ADVISORY COMMITTEE No. 25-15 EQUITY MARKETS ADVISORY COMMITTEE No. 24-15 RE: NYSE ARCA FILES PROPOSED RULE CHANGE RELATING TO "ABERRANT" TRADES FOR ETPS   The Securities and Exchange Commission has...

[29384] September 29, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 25-15 ETF ADVISORY COMMITTEE No. 24-15 EQUITY MARKETS ADVISORY COMMITTEE No. 18-15 SECURITIES OPERATIONS ADVISORY COMMITTEE RE: SEC’S EQUITY MARKET STRUCTURE ADVISORY COMMITTEE MEETING SCHEDULED FOR OCTOBER 27  ...

[29367] September 28, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 24-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 33-15 BROKER/DEALER ADVISORY COMMITTEE No. 44-15 CHIEF RISK OFFICER COMMITTEE No. 22-15 COMPLIANCE ADVISORY COMMITTEE No. 8-15 END OF DAY PRICING FORUM No. 7-15...

[29339] September 14, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 18-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 23-15 ETF ADVISORY COMMITTEE No. 22-15 SEC RULES MEMBERS No. 53-15 SMALL FUNDS MEMBERS No. 40-15 UNIT INVESTMENT TRUST...

[29298] August 31, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 20-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 17-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 22-15 ETF ADVISORY COMMITTEE No. 21-15 SEC RULES COMMITTEE No. 27-15 SMALL FUNDS COMMITTEE No. 26-15 UNIT INVESTMENT...