ETF (Exchange-Traded Funds) Content

    [23571]   June 19, 2009 TO: SEC RULES MEMBERS No. 66-09 EQUITY MARKETS ADVISORY COMMITTEE No. 31-09 ETF ADVISORY COMMITTEE No. 18-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 3-09     RE: ICI COMMENT LETTER ON SEC SHORT SALE...

    [23542]   June 12, 2009 TO: BROKER/DEALER ADVISORY COMMITTEE No. 29-09 COMPLIANCE MEMBERS No. 32-09 ETF ADVISORY COMMITTEE No. 13-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 2-09 INTERNATIONAL COMMITTEE No. 8-09     RE: FINRA REMINDS FIRMS OF SUITABILITY OBLIGATIONS RELATING TO...

    [23197]   January 21, 2009 TO: ACCOUNTING/TREASURERS COMMITTEE No. 2-09 BANK, TRUST AND RECORDKEEPER ADVISORY COMMITTEE No. 2-09 BOARD OF GOVERNORS No. 2-09 BROKER/DEALER ADVISORY COMMITTEE No. 5-09 ETF ADVISORY COMMITTEE No. 1-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 1-09...

    [23023]   October 24, 2008 TO: ACCOUNTING/TREASURERS COMMITTEE No. 14-08 BOARD OF GOVERNORS No. 13-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 56-08 COMPLIANCE MEMBERS No. 58-08 ETF COMMITTEE No. 2-08 EQUITY MARKETS ADVISORY COMMITTEE No. 57-08 FEDERAL LEGISLATION MEMBERS No. 16...

    [22279]   February 28, 2008 TO: ACCOUNTING/TREASURERS MEMBERS No. 5-08 CLOSED-END INVESTMENT COMPANY MEMBERS No. 5-08 COMPLIANCE MEMBERS No. 6-08 ETF ADVISORY COMMITTEE No. 2-08 ETF COMMITTEE No. 1-08 EQUITY MARKETS ADVISORY COMMITTEE No. 10-08 FIXED-INCOME ADVISORY COMMITTEE No...

    [22056]   December 18, 2007 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 74-07 COMPLIANCE MEMBERS No. 68-07 ETF COMMITTEE No. 1-07 FIXED-INCOME ADVISORY COMMITTEE No. 40-07 INST. MONEY MARKET FUNDS ADVISORY COMMITTEE No. 36-07 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 33-07 SEC...