ETF (Exchange-Traded Funds) Content

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Memo#
25200

SEC Short Sale Reporting Study; Call Scheduled May 24

  [25200] May 19, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-11 ETF ADVISORY COMMITTEE No. 34-11 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 29-11 SEC RULES COMMITTEE No. 51-11 DERIVATIVES MARKETS ADVISORY COMMITTEE RE: SEC SHORT...
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Memo#
25177

Treasury Proposes FX Swaps and Forwards Exemption; Call Scheduled May 13

[25177] May 9, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 24-11 DERIVATIVES MARKETS ADVISORY COMMITTEE ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-11 ETF ADVISORY COMMITTEE No. 30-11 EQUITY MARKETS ADVISORY COMMITTEE No. 22-11 FIXED-INCOME ADVISORY COMMITTEE No. 37-11 SEC...
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Memo#
25079

SEC Publishes Limit Up-Limit Down Proposal

  [25079] April 11, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 21-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-11 ETF ADVISORY COMMITTEE No. 23-11 EQUITY MARKETS ADVISORY COMMITTEE No. 19-11 SEC RULES COMMITTEE No. 31-11 RE: SEC PUBLISHES LIMIT UP-LIMIT DOWN PROPOSAL   The...
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Memo#
24989

CFTC-SEC Advisory Committee "Flash Crash" Report

  [24989] February 24, 2011 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-11 ETF ADVISORY COMMITTEE No. 20-11 EQUITY MARKETS ADVISORY COMMITTEE No. 18-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-11 SEC RULES MEMBERS No. 38-11 INVESTMENT COMPANY DIRECTORS No. 5-11 RE: CFTC-SEC...