ETF (Exchange-Traded Funds) Content

[24969] February 17, 2011 TO: SEC RULES MEMBERS No. 34-11 EQUITY MARKETS ADVISORY COMMITTEE No. 15-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-11 ETF ADVISORY COMMITTEE No. 17-11 RE: SEC AMENDS RULES OF PRACTICE FOR SRO RULE FILINGS  ...

[24968] February 16, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-11 INTERNATIONAL MEMBERS No. 6-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 5-11 SEC RULES MEMBERS No. 33-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-11 ETF ADVISORY COMMITTEE No. 16-11 CLOSED-END INVESTMENT...

[24946] February 4, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 12-11 INTERNATIONAL MEMBERS No. 5-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 4-11 SEC RULES MEMBERS No. 28-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-11 ETF ADVISORY COMMITTEE No. 13-11 CLOSED-END INVESTMENT...

  [24902] January 24, 2011 TO: SEC RULES MEMBERS No. 17-11 EQUITY MARKETS ADVISORY COMMITTEE No. 9-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-11 ETF ADVISORY COMMITTEE No. 9-11 RE: FSOC STUDY AND RECOMMENDATIONS ON VOLCKER RULE   The...

  [24893] January 20, 2011 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-11 ETF ADVISORY COMMITTEE No. 7-11 EQUITY MARKETS ADVISORY COMMITTEE No. 7-11 FIXED-INCOME ADVISORY COMMITTEE No. 8-11 INTERNATIONAL COMMITTEE No. 3-11...

[24884] January 18, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 5-11 INTERNATIONAL COMMITTEE No. 2-11 INTERNATIONAL INVESTING SUBCOMMITTEE No. 2-11 SEC RULES COMMITTEE No. 6-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-11 ETF ADVISORY COMMITTEE No. 5-11 CLOSED-END INVESTMENT...

  [24834] January 5, 2011 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-11 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-11 ETF ADVISORY COMMITTEE No. 1-11 CLOSED-END INVESTMENT COMPANY MEMBERS No. 1-11 SEC RULES MEMBERS No. 2-11 RE: ICI LETTER ON CFTC REQUEST FOR COMMENT ON ANTI...

  [24792]   December 15, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 54-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 33-10 ETF ADVISORY COMMITTEE No. 57-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 73-10 SEC RULES MEMBERS No. 138-10 RE: CFTC REQUEST FOR COMMENT ON ANTI-DISRUPTIVE...

  [24710]   November 15, 2010 TO: SEC RULES MEMBERS No. 122-10 EQUITY MARKETS ADVISORY COMMITTEE No. 45-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-10 ETF ADVISORY COMMITTEE No. 50-10 RE: SEC EXTENDS COMPLIANCE DATE FOR RULES UNDER...

  [24709]   November 15, 2010 TO: SEC RULES MEMBERS No. 121-10 EQUITY MARKETS ADVISORY COMMITTEE No. 44-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 59-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 31-10 ETF ADVISORY COMMITTEE No. 49-10 RE: ICI LETTER ON FSOC REQUEST FOR INFORMATION ON...