ETF (Exchange-Traded Funds) Content

    [24036]   December 21, 2009 TO: BOARD OF GOVERNORS No. 9-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-09 COMPLIANCE MEMBERS No. 55-09 EQUITY MARKETS ADVISORY COMMITTEE No. 60-09 ETF ADVISORY COMMITTEE No. 43-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-09 FEDERAL LEGISLATION...

    [23973]   November 23, 2009 TO: SEC RULES MEMBERS No. 125-09 EQUITY MARKETS ADVISORY COMMITTEE No. 52-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-09 ETF ADVISORY COMMITTEE No. 40-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 55-09     RE: ICI COMMENT LETTER ON SEC FLASH ORDER...

    [23967]   November 20, 2009 TO: SEC RULES COMMITTEE No. 67-09 EQUITY MARKETS ADVISORY COMMITTEE No. 51-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-09 ETF ADVISORY COMMITTEE No. 39-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 30-09     RE: DRAFT ICI COMMENT LETTER ON SEC...

    [23925]   November 4, 2009 TO: SEC RULES MEMBERS No. 119-09 EQUITY MARKETS ADVISORY COMMITTEE No. 48-09 CLOSED-END INVESTMENT COMPANY MEMBERS No. 49-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-09 ETF ADVISORY COMMITTEE No. 38-09 SMALL FUNDS MEMBERS No. 64-09     RE: ICI...

    [23876]   October 15, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 45-09 ETF ADVISORY COMMITTEE No. 34-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-09 EQUITY MARKETS ADVISORY COMMITTEE No. 43-09 SEC RULES MEMBERS No. 109-09     RE: SEC PROPOSAL TO ELIMINATE "FLASH ORDER"...

    [23873]   October 14, 2009 TO: ACCOUNTING/TREASURERS MEMBERS No. 44-09 COMPLIANCE MEMBERS No. 45-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-09 ETF ADVISORY COMMITTEE No. 33-09 EQUITY MARKETS ADVISORY COMMITTEE No. 42-09 FIXED-INCOME ADVISORY COMMITTEE No. 21-09 INVESTMENT...

    [23801]   September 17, 2009 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 19-09 ETF ADVISORY COMMITTEE No. 28-09 EQUITY MARKETS ADVISORY COMMITTEE No. 39-09 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-09 SEC RULES COMMITTEE No. 54-09     RE: DRAFT ICI COMMENT LETTER ON SEC...

    [23735]   August 24, 2009 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 34-09 ETF ADVISORY COMMITTEE No. 27-09 EQUITY MARKETS ADVISORY COMMITTEE No. 35-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 6-09 SEC RULES MEMBERS No. 91-09     RE: SEC RE-OPENS COMMENT PERIOD ON SHORT SALE...

    [23625]   July 14, 2009 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 32-09 SEC RULES MEMBERS No. 74-09 ETF ADVISORY COMMITTEE No. 20-09 EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 5-09 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-09     RE: CESR ISSUES CONSULTATION PAPER ON SHORT...

    [23593]   June 30, 2009 TO: EXCHANGE-TRADED FUNDS (ETF) COMMITTEE No. 4-09     RE: INSTITUTE COMMENT LETTER ON PROPOSED FINRA RULES RECOMMENDS THAT FINRA WITHDRAW RECENT NOTICE ON ETF SUITABILITY   As you may know, in May FINRA published for comment two new rules that would...