ETF (Exchange-Traded Funds) Content

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Memo#
24311

SEC Proposes Large Trader Reporting Requirements

    [24311]   May 21, 2010 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-10 ETF ADVISORY COMMITTEE No. 18-10 EQUITY MARKETS ADVISORY COMMITTEE No. 16-10 SEC RULES COMMITTEE No. 20-10     RE: SEC PROPOSES LARGE TRADER REPORTING...
ICI Default BG
Memo#
24266

ICI Comment Letter on SEC Concept Release on Equity Market Structure

    [24266]   April 26, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 14-10 SEC RULES MEMBERS No. 38-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-10 ETF ADVISORY COMMITTEE No. 16-10 RISK MANAGEMENT COMMITTEE No. 10-10 SMALL FUNDS...
ICI Default BG
Memo#
24238

Draft ICI Comment Letter on SEC Concept Release on Equity Market Structure

    [24238]   April 15, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 13-10 SEC RULES COMMITTEE No. 17-10 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 8-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-10 ETF ADVISORY COMMITTEE No. 13-10 SMALL FUNDS COMMITTEE No. 4-10 RISK MANAGEMENT...
ICI Default BG
Memo#
24210

ICI Comment Letter on SEC Proposal Relating to Market Access Arrangements

    [24210]   April 1, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 11-10 SEC RULES MEMBERS No. 28-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-10 ETF ADVISORY COMMITTEE No. 10-10 RISK MANAGEMENT COMMITTEE No. 7-10     RE: ICI...
ICI Default BG
Memo#
24198

SEC Staff Evaluating the Use of Derivatives by Funds

    [24198]   March 26, 2010 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-10 ETF ADVISORY COMMITTEE No. 9-10 SEC RULES MEMBERS No. 26-10 EQUITY MARKETS ADVISORY COMMITTEE No. 10-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 16-10 SMALL FUNDS MEMBERS No. 20-10     RE: SEC STAFF...
ICI Default BG
Memo#
24117

SEC Proposes New Rule Relating to Market Access Arrangements

    [24117]   February 3, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 4-10 SEC RULES MEMBERS No. 15-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-10 ETF ADVISORY COMMITTEE No. 4-10 RISK MANAGEMENT COMMITTEE No. 4-10     RE: SEC...
ICI Default BG
Memo#
24096

SEC Issues Concept Release on Equity Market Structure

    [24096]   January 25, 2010 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 1-10 SEC RULES MEMBERS No. 11-10 CLOSED-END INVESTMENT COMPANY MEMBERS No. 7-10 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-10 ETF ADVISORY COMMITTEE No. 3-10 SMALL FUNDS MEMBERS No. 7-10 RISK MANAGEMENT...