ETF (Exchange-Traded Funds) Content

[29274] August 21, 2015 TO: DERIVATIVES MARKETS ADVISORY COMMITTEE No. 62-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 21-15 ETF ADVISORY COMMITTEE No. 20-15 EQUITY MARKETS ADVISORY COMMITTEE No. 14-15 FIXED-INCOME ADVISORY COMMITTEE No. 27-15 ICI GLOBAL CAPITAL MARKETS UNION TASK...

[29266] August 18, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 20-15 ETF ADVISORY COMMITTEE No. 19-15 RE: ICI FILES COMMENT LETTER ON SEC'S REQUEST FOR INFORMATION REGARDING ETPS   Yesterday, the Investment Company Institute filed a letter with the SEC responding to the SEC’s...

[29242] August 11, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 18-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 29-15 BROKER/DEALER ADVISORY COMMITTEE No. 39-15 CHIEF RISK OFFICER COMMITTEE No. 20-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 26-15 COMPLIANCE MEMBERS No. 23-15...

[29188] July 21, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 21-15 CHIEF RISK OFFICER COMMITTEE No. 19-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 17-15 COMPLIANCE ADVISORY COMMITTEE No. 7-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 55-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No...

[29181] July 16, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 16-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-15 ETF ADVISORY COMMITTEE No. 17-15 SEC RULES COMMITTEE No. 23-15 SMALL FUNDS COMMITTEE No. 21-15 UNIT INVESTMENT TRUST COMMITTEE No. 6-15 RE: SEC PROPOSES CLAWBACK...

[29101] June 17, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-15 ETF ADVISORY COMMITTEE No. 16-15 RE: SEC REQUEST FOR COMMENT REGARDING ETPS; MEMBER CALL SCHEDULED FOR JUNE 29 AT 3:00 PM EASTERN   The Securities and Exchange Commission has issued a release requesting public...

[29090] June 15, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 13-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 10-15 CHIEF RISK OFFICER COMMITTEE No. 18-15 COMPLIANCE ADVISORY COMMITTEE No. 6-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 45-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15...

[29068] June 5, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 12-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-15 CHIEF RISK OFFICER COMMITTEE No. 17-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 13-15 COMPLIANCE ADVISORY COMMITTEE No. 5-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41...

[29057] June 4, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 8-15 CHIEF RISK OFFICER COMMITTEE No. 16-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 12-15 COMPLIANCE ADVISORY COMMITTEE No. 4-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 39...

[29045] June 2, 2015 TO: ACCOUNTING/TREASURERS COMMITTEE No. 10-15 CHIEF COMPLIANCE OFFICER COMMITTEE No. 7-15 CHIEF RISK OFFICER COMMITTEE No. 14-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 11-15 COMPLIANCE ADVISORY COMMITTEE No. 3-15 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 38...