ETF (Exchange-Traded Funds) Content

[27804] December 20, 2013 TO: ACCOUNTING/TREASURERS MEMBERS No. 31-13 BOARD OF GOVERNORS No. 16-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 35-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 88-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 39-13 ETF ADVISORY COMMITTEE No. 38-13 EQUITY...

[27775] December 16, 2013 TO: SEC RULES COMMITTEE No. 50-13 EQUITY MARKETS ADVISORY COMMITTEE No. 25-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 38-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 34-13 INTERNATIONAL COMMITTEE No. 30-13 RE: MEMBER CALL ON UK FCA CONSULTATION ON THE USE...

[27769] December 13, 2013 TO: BOARD OF GOVERNORS No. 15-13 CHIEF COMPLIANCE OFFICER COMMITTEE No. 9-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 33-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 87-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 37-13 ETF ADVISORY COMMITTEE No. 37-13...

[27747] December 6, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 32-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 98-13 COMPLIANCE MEMBERS No. 45-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 86-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 36-13 ETF ADVISORY COMMITTEE No. 36-13...

[27702] November 14, 2013 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 23-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 35-13 SEC RULES MEMBERS No. 103-13 RE: ICI LETTER ON FINRA PROPOSAL TO INCREASE ATS TRANSPARENCY   FINRA recently filed a proposal with the SEC to require each...

[27678] November 4, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 29-13 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 37-13 BOARD OF GOVERNORS No. 14-13 BROKER/DEALER ADVISORY COMMITTEE No. 49-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 89-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE...

[27613] October 1, 2013 TO: BOARD OF GOVERNORS No. 13-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 86-13 ETF ADVISORY COMMITTEE No. 34-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 33-13 INVESTMENT ADVISER MEMBERS No. 68-13 SEC RULES MEMBERS No. 93-13 SMALL FUNDS MEMBERS No. 57-13 UNIT...

[27469] August 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 23-13 BOARD OF GOVERNORS No. 12-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 69-13 COMPLIANCE MEMBERS No. 32-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 60-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-13 ETF ADVISORY...

[27400] July 24, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 31-13 ETF ADVISORY COMMITTEE No. 32-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 9-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 19-13 SEC RULES COMMITTEE No. 30-13 RE: IOSCO FINAL REPORT ON PRINCIPLES FOR...

[27363] July 9, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-13 ETF ADVISORY COMMITTEE No. 31-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 8-13 RE: IOSCO FINAL REPORT ON PRINCIPLES FOR THE REGULATION OF EXCHANGE TRADED FUNDS   In March 2012, the International...