ETF (Exchange-Traded Funds) Content

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Memo#
26756

U.S. District Court Rejects ICI Challenge to CFTC Rule 4.5 Amendments

[26756] December 13, 2012 TO: BOARD OF GOVERNORS No. 14-12 ACCOUNTING/TREASURERS MEMBERS No. 20-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 82-12 COMPLIANCE MEMBERS No. 28-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 70-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 44-12 ETF ADVISORY...
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Memo#
26746

ETF Moratorium Update

  [26746] December 10, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 43-12 ETF ADVISORY COMMITTEE No. 49-12 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 4-12 INVESTMENT COMPANY DIRECTORS No. 11-12 SEC RULES COMMITTEE No. 80-12 RE: ETF MORATORIUM UPDATE   In a speech last...
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Memo#
26681

ICI Comment Letter on NASDAQ Proposal for New ETF Order Type Pegged to INAV

  [26681] November 13, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-12 ETF ADVISORY COMMITTEE No. 45-12 EQUITY MARKETS ADVISORY COMMITTEE No. 35-12 RE: ICI COMMENT LETTER ON NASDAQ PROPOSAL FOR NEW ETF ORDER TYPE PEGGED TO INAV   On October 12, the Securities and Exchange...
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Memo#
26600

ICI Letter on SEC Technology and Trading Roundtable

  [26600]   October 23, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 30-12 ETF ADVISORY COMMITTEE No. 41-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 38-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 67-12 SEC RULES MEMBERS No. 96-12 RE: ICI LETTER ON SEC TECHNOLOGY AND TRADING...
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Memo#
26595

Draft ICI Letter on SEC Technology and Trading Roundtable

[26595] October 19, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 28-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 36-12 ETF ADVISORY COMMITTEE No. 38-12 SEC RULES COMMITTEE No. 63-12 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-12 RE: DRAFT ICI LETTER ON SEC TECHNOLOGY AND TRADING...
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Memo#
26588

CFTC Files Supplemental Brief in Lawsuit Challenging Amendments to Rule 4.5

  [26588] October 16, 2012 TO: BOARD OF GOVERNORS No. 11-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 65-12 COMPLIANCE MEMBERS No. 16-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 56-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 35-12 ETF ADVISORY COMMITTEE No. 37-12 FIXED-INCOME...