ETF (Exchange-Traded Funds) Content

[26972] February 6, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-13 ETF ADVISORY COMMITTEE No. 9-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 2-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 5-13 SEC RULES COMMITTEE No. 9-13 RE: DRAFT ICI AND ICI GLOBAL LETTER TO IOSCO...

[26964] February 4, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 15-13 INVESTMENT ADVISER MEMBERS No. 12-13 ETF ADVISORY COMMITTEE No. 8-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-13 RE: SEC APPROVES NYSE’S PROPOSED RULE CHANGES TO CREATE UNIFORM METHOD FOR LISTED COMPANIES...

[26955] January 31, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 6-13 BOARD OF GOVERNORS No. 4-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-13 COMPLIANCE MEMBERS No. 7-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-13 ETF ADVISORY...

[26934] January 22, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-13 ETF ADVISORY COMMITTEE No. 6-13 EQUITY MARKETS ADVISORY COMMITTEE No. 4-13 RE: SEC SEEKS FURTHER COMMENT ON NASDAQ PROPOSAL ON INAV PEGGED ORDERS FOR ETFS; JANUARY 23RD CONFERENCE CALL (NASDAQ TO ATTEND PART)...

[26896] January 17, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 10-13 COMPLIANCE MEMBERS No. 5-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 10-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-13 ETF ADVISORY COMMITTEE No. 5-13 INVESTMENT ADVISER MEMBERS No. 8-13 SEC RULES...

[26893] January 16, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-13 ETF ADVISORY COMMITTEE No. 4-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 1-13 ICI GLOBAL MEMBERS INTERNATIONAL COMMITTEE No. 3-13 SEC RULES COMMITTEE No. 6-13 RE: IOSCO AND ESMA/EBA CONSULTATIONS ON...

[26883] January 15, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 4-13 BOARD OF GOVERNORS No. 3-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 8-13 COMPLIANCE MEMBERS No. 4-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-13 ETF ADVISORY...

[26863] January 11, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 3-13 BOARD OF GOVERNORS No. 2-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 4-13 COMPLIANCE MEMBERS No. 3-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 5-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-13 ETF ADVISORY...

[26818] January 3, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 1-13 BOARD OF GOVERNORS No. 1-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 2-13 COMPLIANCE MEMBERS No. 1-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 3-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-13 ETF ADVISORY...

[26806] December 27, 2012 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-12 BOARD OF GOVERNORS No. 15-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 86-12 COMPLIANCE MEMBERS No. 30-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 72-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 45-12 ETF...