ETF (Exchange-Traded Funds) Content

  [26175] May 22, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-12 COMPLIANCE MEMBERS No. 7-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 19-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 13-12 ETF ADVISORY COMMITTEE No. 11-12 INVESTMENT ADVISER MEMBERS No. 10-12 SEC RULES...

[26172] May 21, 2012 TO: BOARD OF GOVERNORS No. 6-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-12 COMPLIANCE MEMBERS No. 5-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 18-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-12 ETF ADVISORY COMMITTEE No. 10-12 FIXED-INCOME ADVISORY...

  [26142] May 3, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-12 ETF ADVISORY COMMITTEE No. 10-12 EQUITY MARKETS ADVISORY COMMITTEE No. 7-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 22-12 RE: ICI LETTER ON NASDAQ PROPOSAL TO ESTABLISH THE MARKET QUALITY PROGRAM   ICI has...

[26123] May 1, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-12 ETF ADVISORY COMMITTEE No. 10-12 EQUITY MARKETS ADVISORY COMMITTEE No. 7-12 RE: DRAFT ICI LETTER ON NASDAQ PROPOSAL TO ESTABLISH THE MARKET QUALITY PROGRAM   As we previously informed you, the NASDAQ Stock Market...

[26096] April 30, 2012 TO: TAX MEMBERS No. 21-12 INTERNATIONAL MEMBERS No. 15-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 13-12 TRANSFER AGENT ADVISORY COMMITTEE No. 27-12 BROKER/DEALER ADVISORY COMMITTEE No. 21-12 RE: ICI...

  [26091] April 27, 2012 TO: TAX COMMITTEE No. 25-12 INTERNATIONAL COMMITTEE No. 14-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-12 INTERNATIONAL OPERATIONS ADVISORY COMMITTEE No. 12-12 TRANSFER AGENT ADVISORY COMMITTEE No. 26-12 BROKER/DEALER ADVISORY COMMITTEE No. 20-12 RE...

  [26083] April 25, 2012 TO: ACCOUNTING/TREASURERS MEMBERS No. 8-12 BOARD OF GOVERNORS No. 5-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 21-12 COMPLIANCE MEMBERS No. 5-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 16-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-12 ETF ADVISORY...

[26079] April 24, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-12 ETF ADVISORY COMMITTEE No. 9-12 EQUITY MARKETS ADVISORY COMMITTEE No. 6-12 RE: NASDAQ PROPOSAL TO ESTABLISH THE MARKET QUALITY PROGRAM   The NASDAQ Stock Market has filed a proposal with the SEC to establish the...

[26049] April 17, 2012 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-12 ETF ADVISORY COMMITTEE No. 8-12 INTERNATIONAL COMMITTEE No. 13-12 MONEY MARKET FUNDS ADVISORY COMMITTEE No. 24-12 SEC RULES COMMITTEE No. 23-12 RE: EUROPEAN COMMISSION ISSUES GREEN PAPER ON SHADOW BANKING   The...

[26050] April 17, 2012 TO: BOARD OF GOVERNORS No. 4-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 20-12 COMPLIANCE MEMBERS No. 4-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 13-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-12 ETF ADVISORY COMMITTEE No. 7-12 EQUITY MARKETS ADVISORY...