ETF (Exchange-Traded Funds) Content

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Memo#
26558

Oral Argument in Lawsuit Challenging Amendments to Rule 4.5

  [26558] October 8, 2012 TO: BOARD OF GOVERNORS No. 10-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 62-12 COMPLIANCE MEMBERS No. 15-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 53-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 34-12 ETF ADVISORY COMMITTEE No. 35-12 FIXED-INCOME...
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Memo#
26538

ICI Letter to Hong Kong SFC on Electronic Trading Consultation Paper

[26538] September 28, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 25-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 33-12 ETF ADVISORY COMMITTEE No. 34-12 INTERNATIONAL MEMBERS No. 40-12 SEC RULES MEMBERS No. 85-12 RE: ICI LETTER TO HONG KONG SFC ON ELECTRONIC TRADING CONSULTATION...
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Memo#
26537

SEC October 2 Market Technology Roundtable; Panelists Announced

[26537] September 28, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 24-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 32-12 ETF ADVISORY COMMITTEE No. 33-12 SEC RULES MEMBERS No. 84-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 60-12 RE: SEC OCTOBER 2 MARKET TECHNOLOGY ROUNDTABLE...
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Memo#
26520

European Commission Consultation on the Regulation of Indices

[26520] September 26, 2012 TO: ICI GLOBAL STEERING COMMITTEE No. 9-12 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 1-12 SEC RULES COMMITTEE No. 57-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 31-12 ETF ADVISORY COMMITTEE No. 32-12 INTERNATIONAL COMMITTEE No. 38-12 RE: EUROPEAN...
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Memo#
26487

SEC Announces Technology and Trading Roundtable

[26487] September 5, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 20-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-12 ETF ADVISORY COMMITTEE No. 31-12 SEC RULES MEMBERS No. 80-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 57-12 RE: SEC ANNOUNCES TECHNOLOGY AND TRADING ROUNDTABLE  ...
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Memo#
26400

ICI Letter on SEC Order Relating to Exchange Market Maker Incentive Programs

[26400] August 20, 2012 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 54-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 29-12 ETF ADVISORY COMMITTEE No. 30-12 EQUITY MARKETS ADVISORY COMMITTEE No. 18-12 SEC RULES MEMBERS No. 76-12 RE: ICI LETTER ON SEC ORDER RELATING TO EXCHANGE MARKET...
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Memo#
26381

SEC to Host Market Technology Roundtable

[26381] August 8, 2012 TO: EQUITY MARKETS ADVISORY COMMITTEE No. 16-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 41-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 27-12 ETF ADVISORY COMMITTEE No. 28-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 52-12 SEC RULES MEMBERS No. 74-12 RE: SEC...
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Memo#
26313

CFTC Files Reply Brief in Lawsuit Challenging Amendments to Rule 4.5

  [26313] July 19, 2012 TO: BOARD OF GOVERNORS No. 9-12 CLOSED-END INVESTMENT COMPANY MEMBERS No. 43-12 COMPLIANCE MEMBERS No. 13-12 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 35-12 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 26-12 ETF ADVISORY COMMITTEE No. 26-12 FIXED-INCOME ADVISORY...