ETF (Exchange-Traded Funds) Content

[27144] April 1, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 29-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 19-13 ETF ADVISORY COMMITTEE No. 18-13 EQUITY MARKETS ADVISORY COMMITTEE No. 8-13 SEC RULES MEMBERS No. 33-13 RE: SEC APPROVES NASDAQ MARKET MAKER INCENTIVE PILOT...

[27140] March 28, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 28-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 18-13 ETF ADVISORY COMMITTEE No. 17-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 3-13 RE: ICI COMMENT LETTER ON NASDAQ’S PROPOSED RULE CHANGE TO REQUIRE LISTED COMPANIES TO...

[27125] March 25, 2013 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 9-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 17-13 ETF ADVISORY COMMITTEE No. 16-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 2-13 RE: DRAFT ICI COMMENT LETTER ON NASDAQ'S PROPOSED RULE CHANGE TO REQUIRE LISTED...

[27109] March 13, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 25-13 INTERNAL AUDIT ADVISORY COMMITTEE No. 1-13 INVESTMENT ADVISER MEMBERS No. 22-13 ETF ADVISORY COMMITTEE No. 15-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 16-13 RE: NASDAQ FILES PROPOSED RULE CHANGE TO REQUIRE...

[27101] March 12, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 11-13 BOARD OF GOVERNORS No. 6-13 CLOSED-END INVESTMENT COMPANY MEMBERS No. 24-13 COMPLIANCE MEMBERS No. 17-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 25-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 15-13 ETF ADVISORY...

[27051] February 26, 2013 TO: TAX MEMBERS No. 14-13 INTERNATIONAL MEMBERS No. 16-13 ICI GLOBAL STEERING COMMITTEE No. 3-13 ICI GLOBAL TAX COMMITTEE No. 5-13 ICI GLOBAL SHADOW BANKING TASK FORCE ICI GLOBAL REGULATED FUNDS COMMITTEE No. 1-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No...

[27052] February 26, 2013 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 23-13 COMPLIANCE MEMBERS No. 14-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 22-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 14-13 ETF ADVISORY COMMITTEE No. 13-13 SEC RULES MEMBERS No. 27-13 SMALL FUNDS MEMBERS...

[27015] February 14, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 12-13 ETF ADVISORY COMMITTEE No. 12-13 EQUITY MARKETS ADVISORY COMMITTEE No. 6-13 RE: ICI COMMENT LETTER ON NASDAQ PROPOSAL FOR NEW ETF ORDER TYPE PEGGED TO INAV   On October 12, 2012, the Securities and Exchange...

[27001] February 12, 2013 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 11-13 ETF ADVISORY COMMITTEE No. 11-13 ICI GLOBAL EXCHANGE TRADED FUNDS COMMITTEE No. 3-13 ICI GLOBAL MEMBERS INTERNATIONAL MEMBERS No. 11-13 SEC RULES MEMBERS No. 22-13 RE: ICI AND ICI GLOBAL SUBMIT COMMENTS TO...

[26989] February 8, 2013 TO: ACCOUNTING/TREASURERS COMMITTEE No. 9-13 BOARD OF GOVERNORS No. 5-13 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-13 COMPLIANCE MEMBERS No. 10-13 DERIVATIVES MARKETS ADVISORY COMMITTEE No. 17-13 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 10-13 ETF ADVISORY...