ETF (Exchange-Traded Funds) Content

[29036] May 28, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 11-15 BANK, TRUST AND RETIREMENT ADVISORY COMMITTEE No. 15-15 BROKER/DEALER ADVISORY COMMITTEE No. 20-15 CHIEF RISK OFFICER COMMITTEE No. 12-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 18-15 COMPLIANCE MEMBERS No. 20-15...

[28907] April 20, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 13-15 ETF ADVISORY COMMITTEE No. 9-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 9-15 SEC RULES MEMBERS No. 24-15 RE: ICI SUBMITS COMMENT LETTER ON SEC'S PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28880] April 6, 2015 TO: CLOSED-END INVESTMENT COMPANY COMMITTEE No. 5-15 ETF ADVISORY COMMITTEE No. 8-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 8-15 SEC RULES COMMITTEE No. 10-15 RE: DRAFT ICI COMMENT LETTER ON SEC'S PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28875] March 31, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 7-15 ETF ADVISORY COMMITTEE No. 7-15 RE: ICI FILES COMMENT LETTER REGARDING NYSE ARCA'S PROPOSED GENERIC LISTING STANDARDS FOR ACTIVELY MANAGED ETFS   As you know, the Securities and Exchange Commission recently...

[28864] March 26, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 6-15 CHIEF RISK OFFICER COMMITTEE No. 7-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 11-15 COMPLIANCE MEMBERS No. 10-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 6-15 ETF ADVISORY COMMITTEE No. 6-15 OPERATIONS MEMBERS No. 11...

[28803] March 10, 2015 TO: ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 5-15 ETF ADVISORY COMMITTEE No. 5-15 RE: NYSE ARCA PROPOSES GENERIC LISTING STANDARDS FOR ACTIVELY MANAGED ETFS   Last week, the Securities and Exchange Commission published for comment the NYSE Arca, Inc.’s proposal...

[28797] March 6, 2015 TO: BOARD OF GOVERNORS No. 2-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 6-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 4-15 ETF ADVISORY COMMITTEE No. 4-15 ICI GLOBAL MEMBERS No. 12-15 INVESTMENT COMPANY DIRECTORS No. 6-15 MONEY MARKET FUNDS ADVISORY COMMITTEE...

[28772] February 25, 2015 TO: SEC RULES COMMITTEE No. 6-15 ETF ADVISORY COMMITTEE No. 3-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 3-15 CLOSED-END INVESTMENT COMPANY COMMITTEE No. 4-15 RE: MEMBER CALL TO DISCUSS SEC PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES AND...

[28733] February 13, 2015 TO: CLOSED-END INVESTMENT COMPANY MEMBERS No. 3-15 ETF ADVISORY COMMITTEE No. 2-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 2-15 INVESTMENT COMPANY DIRECTORS No. 5-15 SEC RULES MEMBERS No. 9-15 RE: SEC PROPOSAL TO REQUIRE DISCLOSURE OF HEDGING BY EMPLOYEES...

[28720] February 5, 2015 TO: ACCOUNTING/TREASURERS MEMBERS No. 3-15 BOARD OF GOVERNORS No. 1-15 CHIEF RISK OFFICER COMMITTEE No. 4-15 CLOSED-END INVESTMENT COMPANY MEMBERS No. 2-15 ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 1-15 ETF ADVISORY COMMITTEE No. 1-15 INVESTMENT COMPANY...