ETF (Exchange-Traded Funds) Content

[30521] January 13, 2017 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) RE: ICI Submits Comment Letters Regarding Continued Listing Standards for Exchange-Traded Products The Investment Company Institute yesterday...

[30519] January 12, 2017 TO: ICI Members Investment Company Directors ICI Global Members Chief Risk Officer Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Audit Committees Compliance Investment Advisers Money Market Funds RE: SEC Publishes the...

[30494] December 22, 2016 TO: ICI Members SUBJECTS: Exchange-Traded Funds (ETFs) Trading and Markets RE: ICI Submits Comment Letter to SEC on proposed Amendment to the Limit Up-Limit Down Plan (Single Stock Circuit Breakers) ICI submitted a comment letter urging the Securities and...

[30491] December 20, 2016 TO: ICI Global Members Derivatives Markets Advisory Committee ICI Global Trading & Markets Committee Securities Operations Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) Trading and Markets RE: European Union Finalizes Margin Requirements for...

[30483] December 15, 2016 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: Draft ICI Comment Letter to SEC on Proposed Amendment to the Limit Up-Limit Down Plan (Single Stock Circuit Breakers), Member Comment Requested by Tuesday...

[30477] December 13, 2016 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee End Of Day Pricing Forum ETF (Exchange-Traded Funds) Committee ETF Advisory...

[30456] December 6, 2016 TO: ICI Members Investment Company Directors Accounting Policy Subcommittee Accounting/Treasurers Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Independent Directors Council SUBJECTS: Exchange-Traded Funds (ETFs) Valuation RE: SEC...

[30445] December 5, 2016 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Publishes Notice of Proposed Amendments to the Limit Up-Limit Down Plan The Securities and Exchange Commission (“SEC” or “Commission”) recently published...

Today the ICI filed the attached comment letter to the Securities and Exchange Commission (“SEC”) in response to its proposed rule to amend the securities settlement cycle.

[30338] October 24, 2016 TO: ACCOUNTING/TREASURERS COMMITTEE No. 20-16DERIVATIVES MARKETS ADVISORY COMMITTEE No. 64-16ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 30-16ETF ADVISORY COMMITTEE No. 29-16EQUITY MARKETS ADVISORY COMMITTEE No. 47-16FIXED-INCOME ADVISORY COMMITTEE No. 42...