ETF (Exchange-Traded Funds) Content

[31215] May 18, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: ICI Submits...

[31214] May 18, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: Revised Draft Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks; Member Comments Due to ICI by 5:00 p...

[31205] May 10, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: ICI Draft Comment Letter on SEC's Proposed Transaction Fee Pilot for NMS Stocks; Member Comments Due to ICI by May 17 The...

[31194] May 3, 2018 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Compliance Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Investment Advisers Committee Municipal...

[31154] April 10, 2018 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Municipal Securities Advisory Committee RE: April 9 SEC Meeting of Fixed Income Market Structure Advisory Committee On April 9th...

[31135] March 16, 2018 TO: Closed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Proposes Transaction Fee Pilot Program for NMS Stocks; Member Call on March 29 at 11:00 a.m. Eastern Time The...

[31136] March 16, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Proposes...

[31106] February 23, 2018 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Extends...

[31091] February 16, 2018 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Advertising Anti-Money Laundering Compliance Cybersecurity Exchange-Traded Funds (ETFs) Fixed Income Securities Litigation & Enforcement Municipal Securities Variable Insurance Products...

[31079] February 9, 2018 TO: ETF (Exchange-Traded Funds) Committee RE: Save the Date -- April 24 ICI ETF Committee Meeting in NY Please hold Tuesday, April 24 for the next meeting of the ICI ETF Committee. Although details are still being finalized, we expect this meeting to take...