ETF (Exchange-Traded Funds) Content

[31727] April 23, 2019 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Fixed-Income Advisory Committee RE: FINRA Requests Comment on a Proposed Pilot Program to Study Changes to Corporate Bond Dissemination Rules The Financial Industry Regulatory Authority...

[31710] April 11, 2019 TO: Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee Small Funds Committee Unit Investment Trust Committee Variable Insurance Products Advisory...

[31708] April 10, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Governance Investment Advisers Operations Portfolio Oversight Risk Oversight Transfer Agency RE: SEC Staff Issues Liquidity FAQ on Extended Holiday...

[31697] April 3, 2019 TO: ICI Members Chief Compliance Officer Committee Disclosure Working Group SEC Rules Committee SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Money Market Funds Variable Insurance Products RE: Division of Investment Management Staff Bulletin on 485...

[31647] March 13, 2019 TO: ETF (Exchange-Traded Funds) Committee RE: Mark Your Calendar - June 4 ETF Committee Meeting and Dinner and June 5 ETF Advisory Committee Meeting in DC The next meeting of the ETF Committee has been scheduled for Tuesday, June 4, 2019 in Washington, DC. The...

[31640] March 5, 2019 TO: ETF (Exchange-Traded Funds) Committee ICI Global Exchange Traded Funds Committee RE: Mark Your Calendar - 3 October ICI Global ETF Committee Meeting in London The first meeting of the ICI Global ETF Committee has been scheduled for Thursday, 3 October 2019...

[31564] January 16, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Trading and Markets RE: ICI Submits Comment Letter on Limit Up-Limit Down Plan Amendment ICI, jointly with the Investors...

[31550] January 9, 2019 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Requests Comment on Limit Up-Limit Down Plan Amendment: Draft ICI Letter Attached, Member Feedback Requested by Jan. 14 The Securities and Exchange...

[31547] January 4, 2019 TO: ICI MembersICI Global MembersClosed-End Investment Company Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: SEC Adopts Transaction Fee Pilot Program for NMS Stocks The Securities and Exchange...

[31540] January 2, 2019 TO: ICI Members Investment Company Directors Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee Small Funds Committee Unit Investment Trust Committee...