ETF (Exchange-Traded Funds) Content

[31939] September 5, 2019 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Exchange-Traded Funds (ETFs) Fund Governance International/Global Investment Advisers Money Market Funds Portfolio Oversight Risk Oversight Systemic Risk RE: ESMA Issues...

[31933] September 3, 2019 TO: ETF (Exchange-Traded Funds) Committee ICI Global Exchange Traded Funds Committee RE: Reminder - 3 October ICI Global ETF Committee Meeting in London The next meeting of the ICI Global ETF Committee has been scheduled for Thursday, 3 October 2019, at the...

[31934] September 3, 2019 TO: ETF (Exchange-Traded Funds) Committee RE: Mark Your Calendar - December 4 ETF Committee Meeting and December 5 ETF Advisory Committee Meeting The next meeting of the ETF Committee has been scheduled for Wednesday, December 4, 2019 in New York. The meeting...

[31871] July 29, 2019 TO: ICI Members SUBJECTS: Advertising Closed-End Funds Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fund Accounting & Financial Reporting Investment Advisers Operations RE: ICI Submits Comment Letter on FINRA's Proposed Amendments to Rule 2210...

[31866] July 23, 2019 TO: Accounting/Treasurers Committee Advertising Compliance Advisory Committee Broker/Dealer Advisory Committee Chief Compliance Officer Committee Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Investment...

[31822] June 24, 2019 TO: ICI Members ICI Global Members SUBJECTS: Advertising Closed-End Funds Derivatives Exchange-Traded Funds (ETFs) Fixed Income Securities Investment Advisers Systemic Risk Trading and Markets Transfer Agency Variable Insurance Products RE: ICI Summary of Spring...

[31771] May 23, 2019 TO: ICI Members ICI Global Members Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee SUBJECTS: Trading and Markets RE: SEC Issues Order Approving Amendment to Limit Up-Limit Down Plan The Securities and Exchange Commission (SEC) recently...

[31748] May 7, 2019 TO: Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee Fixed-Income Advisory Committee RE: ICI Member Call on May 21 at 1:00 PM (Eastern) to Discuss FINRA's Proposal to Study Changes to Corporate Bond Dissemination Rules As previously reported...

[31741] May 6, 2019 TO: ICI Members Investment Company Directors Closed-End Investment Company Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Securities Regulation Advisory Group SEC Rules Committee SUBJECTS: Closed-End Funds Exchange-Traded Funds (ETFs)...

[31746] May 6, 2019 TO: ICI Members Investment Company Directors SUBJECTS: Closed-End Funds Exchange-Traded Funds (ETFs) Fund Governance Portfolio Oversight Variable Insurance Products RE: IDC Files Comment Letter on SEC's Fund of Funds Arrangements Proposal IDC filed the attached...