ETF (Exchange-Traded Funds) Content

[30847] August 22, 2017 TO: Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee Fixed-Income Advisory Committee Investment Advisers Committee...

[30828] August 10, 2017 TO: ICI Members ICI Global Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Exchange Traded Funds Committee SUBJECTS: Exchange-Traded Funds (ETFs) RE: New ICI Paper on Understanding ETF Listing Processes and Standards As you know...

[30829] August 10, 2017 TO: ICI Members ICI Global Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Exchange Traded Funds Committee SUBJECTS: Exchange-Traded Funds (ETFs) International/Global RE: ICI Global Letter on Central Bank of Ireland's ETF...

[30816] August 7, 2017 TO: ETF (Exchange-Traded Funds) Committee ETF Advisory Committee ICI Global Exchange Traded Funds Committee RE: ICI Global Draft Letter to Central Bank of Ireland Regarding ETFs; Comments Due Thursday, August 10 The Central Bank of Ireland recently published a...

[30780] July 14, 2017 TO: ICI Members Investment Company Directors ICI Global Members SUBJECTS: Compliance Disclosure Exchange-Traded Funds (ETFs) Fund Governance International/Global Investment Advisers Portfolio Oversight Risk Oversight Systemic Risk RE: IOSCO Issues Two...

[30776] July 11, 2017 TO: ICI Members ETF (Exchange-Traded Funds) Committee ETF Advisory Committee SUBJECTS: Exchange-Traded Funds (ETFs) RE: ICI Files Letters With SEC Requesting an Extension of Continued Listing Standards Implementation Date Today, ICI filed three identical letters...

[30770] July 7, 2017 TO: ETF (Exchange-Traded Funds) Committee ETF Advisory Committee RE: ICI Draft Letter Requesting an Extension of Implementation Dates for ETF Continued Listing Standards; Comments Due July 10 The Investment Company Institute has drafted a letter to the SEC...

[30650] March 23, 2017 TO: ICI Members ICI Global Members Accounting/Treasurers Committee Derivatives Markets Advisory Committee Equity Markets Advisory Committee ETF (Exchange-Traded Funds) Committee ETF Advisory Committee International Operations Advisory Committee Operations...

[30620] March 2, 2017 TO: ICI Members Investment Company Directors SUBJECTS: Compliance Disclosure Distribution Exchange-Traded Funds (ETFs) Fees and Expenses Fund Accounting & Financial Reporting Fund Governance Intermediary Oversight Investment Advisers Operations Portfolio...

[30570] February 8, 2017 TO: ICI Members Investment Company Directors ICI Global Members Accounting/Treasurers Committee Chief Compliance Officer Committee Chief Risk Officer Committee Closed-End Investment Company Committee Derivatives Markets Advisory Committee ETF (Exchange-Traded...