Memo #
27815

ICI/ICI Global Conference Call on Implications of the Volcker Rule For Regulated Funds - Recorded Version Now Available

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[27815]

December 30, 2013

TO: ACCOUNTING/TREASURERS COMMITTEE No. 34-13
BOARD OF GOVERNORS No. 17-13
CLOSED-END INVESTMENT COMPANY COMMITTEE No. 36-13
DERIVATIVES MARKETS ADVISORY COMMITTEE No. 90-13
ETF (EXCHANGE-TRADED FUNDS) COMMITTEE No. 40-13
ETF ADVISORY COMMITTEE No. 39-13
EQUITY MARKETS ADVISORY COMMITTEE No. 27-13
FIXED-INCOME ADVISORY COMMITTEE No. 28-13
ICI GLOBAL ASIA PACIFIC CHAPTER No. 11-13
ICI GLOBAL REGULATED FUNDS COMMITTEE No. 15-13
ICI GLOBAL STEERING COMMITTEE No. 6-13
ICI GLOBAL TRADING & MARKET STRUCTURE COMMITTEE No. 4-13
INTERNATIONAL COMMITTEE No. 31-13
MONEY MARKET FUNDS ADVISORY COMMITTEE No. 37-13
MUNICIPAL SECURITIES ADVISORY COMMITTEE No. 36-13
SEC RULES COMMITTEE No. 51-13
SECURITIES OPERATIONS ADVISORY GROUP
SMALL FUNDS COMMITTEE No. 26-13
UNIT INVESTMENT TRUST COMMITTEE No. 2-13 RE: ICI/ICI GLOBAL CONFERENCE CALL ON IMPLICATIONS OF THE VOLCKER RULE FOR REGULATED FUNDS - RECORDED VERSION NOW AVAILABLE

 

As previously announced, ICI and ICI Global held a conference call on December 18th to provide an early readout of the implications for regulated funds of the final regulations to implement the “Volcker Rule” provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act. [1]

Our speakers for the call were:

Gregory T. Larkin, Associate – Debevoise & Plimpton LLP

Jai R. Massari, Associate – Davis Polk & Wardwell LLP

David A. Vaughan, Partner – Dechert LLP

A recording of the call is now available to ICI and ICI Global members at http://www.ici.org/policy/regulation/sysrisk.

 

Frances M. Stadler
Senior Counsel - Securities Regulation

endnotes

[1] See ICI Memorandum No. 27804, dated Dec. 20, 2013, for a preliminary overview of the final regulations, focusing on areas of concern to U.S. registered investment companies and their non-U.S. counterparts.