Closed-End Investment Company Content

August 18, 1992 TO: BOARD OF GOVERNORS NO. 62-92 SEC RULES COMMITTEE NO. 60-92 CLOSED-END FUND DIVISIONAL COMMITTEE CLOSED-END FUND COMMITTEE NO. 15-92 RE: PROPOSED NEW TYPES OF FUNDS - POLICY ISSUES TO BE CONSIDERED AT SEPTEMBER 1 MEETING _____________________________________________...

August 6, 1992 TO: SEC RULES COMMITTEE NO. 57-92 CLOSED-END FUND COMMITTEE NO. 14-92 RE: SEC PROPOSES EXEMPTIVE RULES CONCERNING INVESTMENT COMPANIES ORGANIZED IN LIMITED PARTNERSHIP FORM __________________________________________________________ The Securities and Exchange Commission...

August 3, 1992 TO: SEC RULES COMMITTEE NO. 52-92 CLOSED-END FUND COMMITTEE NO. 13-92 RE: SEC PROPOSES RULES TO PERMIT PERIODIC REDEMPTIONS OF INVESTMENT COMPANY SHARES __________________________________________________________ The Securities and Exchange Commission has proposed rules...

July 7, 1992 TO: SEC RULES COMMITTEE NO. 44-92 INVESTMENT ISSUES COMMITTEE NO. 9-92 INVESTMENT ADVISERS COMMITTEE NO. 28-92 CLOSED-END FUND COMMITTEE NO. 12-92 RE: SEC REPROPOSES PROXY REFORM AMENDMENTS AND PROPOSES EXECUTIVE COMPENSATION AMENDMENTS ___________________________________...

May 11, 1992 TO: CLOSED-END FUND COMMITTEE NO. 10-92 INVESTMENT ADVISERS COMMITTEE NO. 21-92 SEC RULES COMMITTEE NO. 31-92 UNIT INVESTMENT TRUST COMMITTEE NO. 26-92 RE: SEC SEMIANNUAL REGULATORY AGENDA __________________________________________________________ The Securities and...

May 11, 1992 TO: BOARD OF GOVERNORS NO. 30-92 CLOSED-END FUND COMMITTEE NO. 11-92 SEC RULES COMMITTEE NO. 32-92 RE: HOUSE TELECOMMUNICATIONS AND FINANCE SUBCOMMITTEE REPORTS BILL TO REPEAL SECTION 11(a) MANAGED ACCOUNT PROVISIONS _______________________________________________________...

April 30, 1992 TO: CLOSED-END FUND COMMITTEE NO. 9-92 SEC RULES COMMITTEE NO. 25-92 UNIT INVESTMENT TRUST COMMITTEE NO. 24-92 RE: SEC ANNOUNCES REGULATORY REFORM INITIATIVES __________________________________________________________ In a report to President Bush released earlier this...

April 21, 1992 TO: TAX MEMBERS NO. 26-92 PENSION MEMBERS NO. 7-92 OPERATIONS MEMBERS NO. 18-92 CLOSED-END FUND COMMITTEE NO. 8-92 UNIT INVESTMENT TRUST COMMITTEE NO. 23-92 ACCOUNTING/TREASURERS COMMITTEE NO. 19-92 TRANSFER AGENT ADVISORY COMMITTEE NO. 24-92 RE: IRS REVENUE PROCEDURE...

April 20, 1992 TO: SEC RULES COMMITTEE NO. 21-92 CLOSED-END FUND COMMITTEE NO. 7-92 RE: INSTITUTE LETTER ON NYSE PROPOSAL TO AMEND THE PROXY VOTING REQUIREMENTS FOR INITIAL APPROVAL OF ADVISORY AGREEMENT __________________________________________________________ As we previously...

April 13, 1992 TO: CLOSED-END FUND COMMITTEE NO. 6-92 RE: AGENDA FOR APRIL 22 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for April 22, 1992 at the Institute. I look forward to seeing...