Closed-End Investment Company Content

October 6, 1992 TO: SEC RULES COMMITTEE NO. 74-92 CLOSED-END FUND COMMITTEE NO. 25-92 RE: INSTITUTE COMMENT LETTER ON PROPOSED EXEMPTIVE RULES CONCERNING LIMITED PARTNERSHIP INVESTMENT COMPANIES __________________________________________________________ As we previously informed you...

October 5, 1992 TO: CLOSED-END FUND COMMITTEE NO. 24-92 RE: AGENDA FOR OCTOBER 15 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for October 15, 1992 at the Institute. I look forward to...

October 1, 1992 TO: CLOSED-END FUND COMMITTEE NO. 23-92 RE: CLOSED-END FUND REQUESTS RELIEF TO REIMBURSE A SHAREHOLDER FOR COSTS INCURRED IN PROXY CONTEST __________________________________________________________ A closed-end fund and a shareholder of the fund (the "Shareholder")...

September 28, 1992 TO: SEC RULES COMMITTEE NO. 73-92 CLOSED-END FUND COMMITTEE NO. 22-92 STATE LIAISON COMMITTEE NO. 37-92 RE: INSTITUTE ALERTS NASAA ON IMPACT OF STATE INVESTMENT RESTRICTIONS ON PROPOSED HYBRID FUNDS __________________________________________________________ As you...

September 24, 1992 TO: UNIT INVESTMENT TRUST COMMITTEE NO. 54-92 SEC RULES COMMITTEE NO. 72-92 CLOSED-END FUND COMMITTEE NO. 21-92 RE: INSTITUTE PROPOSES CHANGES TO MARGIN TREATMENT OF INVESTMENT COMPANY SHARES __________________________________________________________ The Institute...

September 15, 1992 TO: BOARD OF GOVERNORS NO. 65-92 SEC RULES COMMITTEE NO. 70-92 CLOSED-END FUND DIVISIONAL COMMITTEE CLOSED-END FUND COMMITTEE NO. 20-92 RE: ISSUES TO BE ADDRESSED AT SEPTEMBER 23 MEETING ON HYBRID FUNDS PROPOSAL ______________________________________________________...

September 3, 1992 TO: SEC RULES COMMITTEE NO. 68-92 INVESTMENT ISSUES COMMITTEE NO. 11-92 CLOSED-END FUND COMMITTEE NO. 19-92 RE: INSTITUTE LETTERS ON PROPOSED PROXY REFORM AND EXECUTIVE COMPENSATION DISCLOSURE AMENDMENTS __________________________________________________________ As...

September 2, 1992 TO: SEC RULES COMMITTEE NO. 66-92 CLOSED-END FUND COMMITTEE NO. 18-92 RE: SEPTEMBER 23 MEETING TO DISCUSS SEC PROPOSALS TO PERMIT PERIODIC REPURCHASES AND REDEMPTIONS __________________________________________________________ As you know, the SEC’s proposals to...

September 1, 1992 TO: CLOSED-END FUND COMMITTEE NO. 17-92 RE: NOTICE OF MEETING, OCTOBER 15, 1992 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Thursday, October 15, 1992 in the David Silver...

August 20, 1992 TO: SEC RULES COMMITTEE NO. 62-92 CLOSED-END FUND COMMITTEE NO. 16-92 RE: DRAFT AGENDA FOR SEPTEMBER 1 MEETING TO DISCUSS SEC PROPOSALS TO PERMIT PERIODIC REPURCHASES AND REDEMPTIONS __________________________________________________________ Attached is a draft agenda...