Closed-End Investment Company Content

11/ See Institute Memorandum to Tax Committee No. 12-93, Operations Committee No. 10-93 and Transfer Agent Advisory Committee No. 20-93, dated March 11, 1993. May 18, 1993 TO: TAX MEMBERS NO. 15-93 PENSION MEMBERS NO. 20-93 OPERATIONS MEMBERS NO. 23-93 CLOSED-END FUND COMMITTEE NO. 15...

May 10, 1993 TO: CLOSED-END FUND COMMITTEE NO. 14-93 INVESTMENT ADVISERS COMMITTEE NO. 10-93 SEC RULES COMMITTEE NO. 45-93 UNIT INVESTMENT TRUST COMMITTEE NO. 24-93 RE: SEC SEMI-ANNUAL REGULATORY AGENDA __________________________________________________________ The SEC recently...

April 29, 1993 TO: CLOSED-END FUND COMMITTEE NO. 13-93 RE: NEXT DATE FOR CLOSED-END FUND COMMITTEE MEETING __________________________________________________________ The next meeting of the Closed-End Fund Committee has been tentatively scheduled for October 13, 1993 at 10:00 a.m. in...

April 27, 1993 TO: CLOSED-END FUND COMMITTEE NO. 12-93 OPERATIONS COMMITTEE NO. 17-93 SEC RULES COMMITTEE NO. 40-93 SMALL FUNDS COMMITTEE NO. 11-93 UNIT INVESTMENT TRUST COMMITTEE NO. 23-93 RE: MAY 18 MEETING TO DISCUSS T+3 SETTLEMENT PROPOSAL _________________________________________...

April 12, 1993 TO: CLOSED-END FUND COMMITTEE NO. 10-93 RE: DRAFT AGENDA FOR APRIL 19 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee Meeting to be held on Monday, April 19 at 10:00 a.m. at the Institute in...

April 12, 1993 TO: SEC RULES COMMITTEE NO. 34-93 CLOSED-END FUND COMMITTEE NO. 11-93 INTERVAL FUNDS AD HOC COMMITTEE RE: SEC ADOPTS CLOSED-END INTERVAL FUND RULE AND PROPOSES RELATED REGISTRATION PROCEDURE AMENDMENTS __________________________________________________________ The...

March 24, 1993 TO: CLOSED-END FUND COMMITTEE NO. 9-93 RE: CBOE PROPOSAL TO LIST OPTIONS ON SINGLE COUNTRY FUNDS __________________________________________________________ As we previously informed you, the Chicago Board Options Exchange filed a request with the SEC for approval to...

March 23, 1993 TO: CLOSED-END FUND COMMITTEE NO. 8-93 RE: CHANGE IN DATE FOR APRIL MEETING __________________________________________________________ Due to unforseen circumstances, the meeting date for the Closed-End Fund Committee has been changed to Monday April 19, 1993. The...

March 10, 1993 TO: CLOSED-END FUND COMMITTEE NO. 7-93 RE: NOTICE OF MEETING - APRIL 21, 1993 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for Wednesday, April 21, 1993 at 10:00 a.m. in the David Silver...

1 */ On January 18, 1993, the Institute submitted proposed revisions to rule 17f-5 to eliminate unnecessary obligations placed on fund boards of directors under the current rule. The Institute's proposal would permit a fund's board of directors to delegate the selection of foreign...