Closed-End Investment Company Content

November 18, 1994 TO: CLOSED-END FUND COMMITTEE No. 27-94 INVESTMENT ADVISERS COMMITTEE No. 57-94 SEC RULES COMMITTEE No. 122-94 UNIT INVESTMENT TRUST COMMITTEE No. 75-94 RE: SEC SEMI-ANNUAL REGULATORY AGENDA ____________________________________________________________________________...

* See Institute Memoranda to Accounting/Treasurers Members No. 18-94, Closed-End Fund Committee No. 17-94 and Tax Members No. 28-94, dated June 21, 1994; and to Accounting/Treasurers Members No. 15-94, Closed-End Fund Committee No. 14-94 and Tax Members No. 25-94, dated June 10, 1994...

November 8, 1994 TO: CLOSED-END FUND COMMITTEE NO. 25-94 SEC RULES COMMITTEE NO. 119-94 UNIT INVESTMENT TRUST COMMITTEE NO. 72-94 RE: SEC PROPOSAL TO REQUIRE LEGAL PROCEEDINGS DISCLOSURE IN INVESTMENT COMPANY PROSPECTUSES __________________________________________________________ The...

October 31, 1994 TO: CLOSED-END FUND COMMITTEE NO. 24-94 INVESTMENT ISSUES COMMITTEE NO. 12-94 SEC RULES COMMITTEE NO. 116-94 UNIT INVESTMENT TRUST COMMITTEE NO. 68-94 RE: SEC ISSUES CONCEPT RELEASE AND NOTICE OF HEARING ON FORWARD-LOOKING INFORMATION _________________________________...

October 21, 1994 TO: CLOSED-END FUND COMMITTEE NO. 23-94 RE: DRAFT AGENDA FOR NOVEMBER 1 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for Tuesday, November 1, 1994 at the Investment...

October 5, 1994 TO: CLOSED-END FUND COMMITTEE NO. 22-94 RE: CHANGE OF COMMITTEE MEETING DATE TO NOVEMBER 1,1994 __________________________________________________________ Due to a scheduling conflict, it has become necessary to change the date and time of the next Closed-End Fund...

September 21, 1994 TO: CLOSED-END FUND COMMITTEE NO. 21-94 RE: MEETING SCHEDULED FOR OCTOBER 28, 1994 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for Friday, October 28, 1994 at the offices of the Investment...

September 14, 1994 TO: CLOSED-END FUND COMMITTEE NO. 20-94 INVESTMENT ADVISERS COMMITTEE NO. 51-94 RE: SEC PROPOSES AMENDMENTS TO SECTION 16 FILING REQUIREMENTS __________________________________________________________ The Securities and Exchange Commission has proposed amendments to...

September 6, 1994 TO: CLOSED-END FUND COMMITTEE NO. 19-94 SEC RULES COMMITTEE NO. 101-94 UNIT INVESTMENT TRUST COMMITTEE NO. 59-94 RE: SEC PROPOSAL TO REQUIRE DISCLOSURE OF SECURITY RATINGS __________________________________________________________ The Securities and Exchange...

July 21, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 40-94 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 18-94 BROKER/DEALER ADVISORY COMMITTEE NO. 16-94 CLOSED-END FUND COMMITTEE NO. 18-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 11-94 OPERATIONS COMMITTEE NO. 18-94 SEC RULES...