November 18, 1994
TO: CLOSED-END FUND COMMITTEE No. 27-94
INVESTMENT ADVISERS COMMITTEE No. 57-94
SEC RULES COMMITTEE No. 122-94
UNIT INVESTMENT TRUST COMMITTEE No. 75-94
RE: SEC SEMI-ANNUAL REGULATORY AGENDA
______________________________________________________________________________
The SEC has published its semi-annual agenda of rulemaking actions. A copy is attached for
your information. The agenda has been reorganized to group together all rulemaking proposals
administered by a particular division of the SEC. Division of Investment Management items are listed
on attached Federal Register pages 58627-28 and are summarized on pages 58633-42. There are no
significant new rulemaking items relating to investment companies or investment advisers listed on the
agenda, the data for which was compiled as of August 12, 1994. Any comments on the agenda must be
filed by
December 30, 1994.
Frances M. Stadler
Associate Counsel
Attachment