Closed-End Investment Company Content

November 1, 1993 TO: CLOSED-END FUND COMMITTEE NO. 25-93 INVESTMENT ADVISERS COMMITTEE NO. 31-93 SEC RULES COMMITTEE NO. 98-93 UNIT INVESTMENT TRUST COMMITTEE NO. 54-93 RE: SEC SEMI-ANNUAL REGULATORY AGENDA __________________________________________________________ The SEC recently...

October 18, 1993 TO: CLOSED-END FUND COMMITTEE NO. 24-93 RE: DRAFT AGENDA FOR OCTOBER 27 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for October 27, 1993. The meeting will be held at...

October 13, 1993 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 33-93 BANK BROKER/DEALER ADVISORY COMMITTEE NO. 23-93 BOARD OF GOVERNORS NO. 92-93 BROKER/DEALER ADVISORY COMMITTEE NO. 31-93 CLOSED-END FUND COMMITTEE NO. 23-93 INSURANCE BROKER-DEALER ADVISORY COMMITTEE NO. 20-93 OPERATIONS...

September 23, 1993 TO: CLOSED-END FUND COMMITTEE NO. 22-93 SEC RULES COMMITTEE NO. 82-93 UNIT INVESTMENT TRUST COMMITTEE NO. 46-93 RE: SEC PROPOSES AMENDMENTS TO PROCEDURES FOR FILING POST- EFFECTIVE AMENDMENTS __________________________________________________________ The Securities...

September 8, 1993 TO: CLOSED-END FUND COMMITTEE NO. 21-93 RE: NOTICE OF MEETING - OCTOBER 27, 1993 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 1:30 p.m. on Wednesday, October 27, 1993. Please note that...

August 20, 1993 TO: CLOSED-END FUND COMMITTEE NO. 20-93 SEC RULES COMMITTEE NO. 76-93 STATE LIAISON COMMITTEE NO. 34-93 UNIT INVESTMENT TRUST COMMITTEE NO. 36-93 RE: INSTITUTE COMMENTS ON PROPOSED NASAA GUIDELINES FOR INVESTMENT COMPANIES INVESTING IN JUNK OR DEFAULTED BONDS _________...

August 2, 1993 TO: CLOSED-END FUND COMMITTEE NO. 19-93 COMPLIANCE COMMITTEE NO. 16-93 INVESTMENT ADVISERS COMMITTEE NO. 22-93 SEC RULES COMMITTEE NO. 70-93 RE: INSTITUTE LETTER ON PROPOSED AMENDMENTS TO NASD FREE-RIDING AND WITHHOLDING INTERPRETATION __________________________________...

July 12, 1993 TO: CLOSED-END FUND COMMITTEE NO. 18-93 SEC RULES COMMITTEE NO. 62-93 STATE LIAISON COMMITTEE NO. 27-93 UNIT INVESTMENT TRUST COMMITTEE NO. 30-93 RE: NASAA COMMITTEE ISSUES PROPOSED "GUIDELINES FOR INVESTMENT COMPANIES INVESTING IN JUNK BONDS FOR DEFAULTED BONDS" _______...

June 23, 1993 TO: CLOSED-END FUND COMMITTEE NO. 17-93 COMPLIANCE COMMITTEE NO. 12-93 INVESTMENT ADVISERS COMMITTEE NO. 15-93 SEC RULES COMMITTEE NO. 55-93 RE: NASD PROPOSES AMENDMENTS TO FREE-RIDING AND WITHHOLDING INTERPRETATION _______________________________________________________...

June 14, 1993 TO: CLOSED-END FUND COMMITTEE NO. 16-93 SEC RULES COMMITTEE NO. 54-93 RE: INSTITUTE LETTER ON PROPOSED OFFERING AND REGISTRATION RULES FOR INTERVAL FUNDS __________________________________________________________ As we previously informed you, the Securities and Exchange...