Closed-End Investment Company Content

March 18, 1994 TO: CLOSED-END FUND COMMITTEE NO. 7-94 SEC RULES COMMITTEE NO. 35-94 STATE LIAISON COMMITTEE NO. 24-94 UNIT INVESTMENT TRUST COMMITTEE NO. 22-94 RE: INSTITUTE COMMENTS ON REVISED NASAA GUIDELINES FOR FUNDS INVESTING IN BELOW INVESTMENT GRADE BONDS ______________________...

1March 17, 1994 TO: ACCOUNTING/TREASURERS COMMITTEE NO. 11-94 CLOSED-END FUND COMMITTEE NO. 6-94 CONTRACTUAL PLANS COMMITTEE NO. 2-94 DIRECT MARKETING COMMITTEE NO. 6-94 FEDERAL LEGISLATION COMMITTEE NO. 7-94 INDUSTRY STATISTICS COMMITTEE NO. 5-94 INTERNATIONAL COMMITTEE NO. 6-94...

March 7, 1994 TO: CLOSED-END FUND COMMITTEE NO. 5-94 RE: NOTICE OF MEETING - APRIL 19, 1994 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Tuesday, April 19, 1994 at the Investment Company...

March 1, 1994 TO: CLOSED-END FUND COMMITTEE NO. 4-94 SEC RULES COMMITTEE NO. 24-94 RE: INSTITUTE'S DRAFT COMMENT LETTER ON PROXY RULE AMENDMENTS __________________________________________________________ Attached for your review is a draft comment letter to the SEC concerning the...

February 16, 1994 TO: CLOSED-END FUND COMMITTEE NO. 3-94 SEC RULES COMMITTEE NO. 16-94 STATE LIAISON COMMITTEE NO. 15-94 UNIT INVESTMENT TRUST COMMITTEE NO. 12-94 RE: NASAA COMMITTEE ISSUES REVISED JUNK BOND GUIDELINES FOR PUBLIC COMMENT _______________________________________________...

January 21, 1994 TO: CLOSED-END FUND COMMITTEE NO. 2-94 RE: DRAFT AGENDA FOR FEBRUARY 3 MEETING __________________________________________________________ Attached is a draft agenda for the Closed-End Fund Committee meeting scheduled for February 3, 1994. The meeting will be held at...

January 4, 1994 TO: CLOSED-END FUND COMMITTEE NO. 1-94 RE: NOTICE OF MEETING - FEBRUARY 3, 1994 __________________________________________________________ A meeting of the Closed-End Fund Committee has been scheduled for 10:00 a.m. on Thursday, February 3, 1994 at the Ramada...

1December 23, 1993 TO: CLOSED-END FUND COMMITTEE NO. 28-93 SEC RULES COMMITTEE NO. 114-93 RE: SEC PROPOSES AMENDMENTS TO INVESTMENT COMPANY PROXY RULES __________________________________________________________ The Securities and Exchange Commission has issued proposed amendments to...

November 19, 1993 TO: CLOSED-END FUND COMMITTEE NO. 27-93 RE: CBOE AND OTHER EXCHANGES PERMITTED TO LIST OPTIONS ON CLOSED-END INTERNATIONAL FUNDS __________________________________________________________ As we previously informed you, the Chicago Board Options Exchange filed a...