Closed-End Investment Company Content

December 27, 1994 TO: CLOSED-END FUND COMMITTEE No. 37-94 RE: INSTITUTE LETTER TO EXCHANGES CONCERNING SUPPRESSION OF DRIP MATERIALS ______________________________________________________________________________ At the November 1st Closed-End Fund Committee meeting, we discussed a...

December 21, 1994 TO: CLOSED-END FUND COMMITTEE No. 36-94 SEC RULES COMMITTEE No. 135-94 UNIT INVESTMENT TRUST COMMITTEE No. 86-94 RE: DRAFT INSTITUTE LETTER ON SEC CONCEPT RELEASE ON DISCLOSURE OF FORWARD-LOOKING INFORMATION ___________________________________________________________...

December 12, 1994 TO: CLOSED-END FUND COMMITTEE No. 34-94 SEC RULES COMMITTEE No. 131-94 UNIT INVESTMENT TRUST COMMITTEE No. 82-94 RE: DRAFT COMMENT LETTER ON SEC PROPOSED LEGAL PROCEEDINGS DISCLOSURE REQUIREMENTS _______________________________________________________________________...

December 12, 1994 TO: SEC RULES COMMITTEE No. 132-94 CLOSED-END FUND COMMITTEE No. 35-94 UNIT INVESTMENT TRUST COMMITTEE No. 83-94 RE: SEC CONCEPT RELEASE ON DISCLOSURE OF FORWARD-LOOKING INFORMATION ______________________________________________________________________________ As we...

1 See Memorandum to Closed-End Fund Committee No. 28-94, SEC Rules Committee No. 123-94, Subcommittee on Advertising No. 19-94, Unit Investment Trust Committee No. 76-94, Risk Measurement Task Force, dated November 22, 1994. December 9, 1994 TO: CLOSED-END FUND COMMITTEE No. 33-94 SEC...

December 2, 1994 TO: ACCOUNTING/TREASURERS MEMBERS No. 37-94 BANK BROKER/DEALER ADVISORY COMMITTEE No. 27-94 BROKER/DEALER ADVISORY COMMITTEE No. 24-94 BROKER/DEALER ASSOCIATE MEMBERS No. 19-94 CLOSED-END FUND COMMITTEE No. 32-94 INSURANCE BROKER-DEALER ADVISORY COMMITTEE No. 13-94...

November 30, 1994 TO: CLOSED-END FUND COMMITTEE No. 31-94 RE: ASSOCIATED PRESS RESPONSE TO INSTITUTE LETTER ON REPORTING OF CLOSED-END FUND DIVIDENDS ______________________________________________________________________________ As you know, the Institute submitted a letter to the...

November 29, 1994 TO: CLOSED-END FUND COMMITTEE No. 30-94 SEC RULES COMMITTEE No. 127-94 UNIT INVESTMENT TRUST COMMITTEE No. 79-94 RE: LETTER TO ONTARIO SECURITIES COMMISSION ON NON-RESIDENT FUND MANAGERS __________________________________________________________ As you know, the...

November 23, 1994 TO: CLOSED-END FUND COMMITTEE No. 29-94 SEC RULES COMMITTEE No. 125-94 RE: APPEALS COURT REVERSES DECISION ON HIGH-YIELD BOND FUND DISCLOSURE _____________________________________________________________________________ As we previously informed you, last year the...

November 22, 1994 TO: CLOSED-END FUND COMMITTEE No. 28-94 SEC RULES COMMITTEE No. 123-94 SUBCOMMITTEE ON ADVERTISING No. 19-94 UNIT INVESTMENT TRUST COMMITTEE No. 76-94 RISK MEASUREMENT TASK FORCE RE: DRAFT INSTITUTE COMMENT LETTER TO SEC CONCERNING RATINGS AND RATING AGENCIES _______...