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Memo#
7159

SEC PROPOSAL TO AMEND RULE 144 UNDER THE SECURITIES ACT OF 1933

August 2, 1995 TO: CLOSED-END FUND COMMITTEE No. 41-95 SEC RULES COMMITTEE No. 93-95 UNIT INVESTMENT TRUST COMMITTEE No. 62-95 RE: SEC PROPOSAL TO AMEND RULE 144 UNDER THE SECURITIES ACT OF 1933 ______________________________________________________________________________ The...
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Memo#
7152

SEC PROPOSES AMENDMENTS TO RULE 17F-5 UNDER THE 1940 ACT

1 Investment Company Act Release No. 21259; International Series Release No. 831 (July 27, 1995). 2 See Memorandum to SEC Rules Committee No. 105-94, International Committee No. 17-94, Rule 17f-5 Ad Hoc Committee, dated October 3, 1994. 1 August 1, 1995 TO: CLOSED-END FUND COMMITTEE...
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Memo#
7144

SECURITIES REFORM LEGISLATION INTRODUCED BY CHAIRMAN FIELDS

July 31, 1995 TO: CLOSED-END FUND COMMITTEE No. 37-95 INSTITUTIONAL FUNDS COMMITTEE No. 11-95 INVESTMENT ADVISERS COMMITTEE No. 32-95 INVESTMENT ISSUES COMMITTEE No. 7-95 SEC RULES COMMITTEE No. 86-95 STATE LIAISON COMMITTEE No. 21-95 UNIT INVESTMENT TRUST COMMITTEE No. 58-95...
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Memo#
7147

INSTITUTE LETTER ON SEC'S RISK DISCLOSURE CONCEPT RELEASE

1 See Memorandum to SEC Rules Committee No. 50-95 and Risk Disclosure Task Force, dated March 31, 1995; Closed-End Fund Committee No. 14-95, dated April 3, 1995. July 31, 1995 TO: CLOSED-END FUND COMMITTEE No. 38-95 SEC RULES COMMITTEE No. 87-95 RISK DISCLOSURE TASK FORCE RE...
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Memo#
7124

INSTITUTE PROPOSALS TO IMPROVE INVESTMENT COMPANY REGULATION

July 20, 1995 TO: BOARD OF GOVERNORS No. 58-95 CLOSED-END FUND COMMITTEE No. 36-95 SEC RULES COMMITTEE No. 83-95 UNIT INVESTMENT TRUST COMMITTEE No. 57-95 RE: INSTITUTE PROPOSALS TO IMPROVE INVESTMENT COMPANY REGULATION _________________________________________________________________...
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Memo#
7105

ILLINOIS CLARIFIES TREATMENT OF RICS THAT RETAIN CAPITAL GAINS

July 13, 1995 TO: TAX COMMITTEE No. 27-95 CLOSED-END FUND COMMITTEE No. 35-95 UNIT INVESTMENT TRUST COMMITTEE No. 56-95 RE: ILLINOIS CLARIFIES TREATMENT OF RICS THAT RETAIN CAPITAL GAINS ______________________________________________________________________________ Illinois has...
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Memo#
7101

NEWS MEDIA

July 10, 1995 TO: CLOSED-END FUND COMMITTEE No. 34-95 RE: NEWS MEDIA ______________________________________________________________________________ In response to requests from committee members, I have contacted several major news organizations to suggest that they begin providing...
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Memo#
7084

IRS REVENUE PROCEDURE FOR SUBSTITUTE FORMS 1099 AND 5498

1 Not all recipients of this memo will receive an attachment. If you wish to obtain a copy of the attachment referred to in this memo, please call the Institute's Information Resource Center at (202)326-8305 or (202)326-5903, and ask for this memo's attachment number: m7084. 2 See...